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W3C Patent Board Recommends Royalty-Free Policy

Bruce Perens writes "A year ago, the World Wide Web Consortium proposed a policy to allow royalty-generating patents to be embedded in web standards. This would have been fatal to the ability of Free Software to implement those standards. There was much protest, including over 2000 emails to the W3C Patent Policy Board spurred on by a call to arms published on Slashdot. As a result of the complaints, I was invited to join W3C's patent policy board, representing Software in the Public Interest (Debian's corporation) -- but really the entire Free Software community. I was later joined in this by Eben Moglen, for FSF, and Larry Rosen, for the Open Source Initiative." Bruce has written more below - it's well worth reading. After a year of argument and see-sawing, W3C's patent policy board has voted to recommend a royalty-free patent policy. This recommendation will be put in the form of a draft and released for public comment. There will probably be a dissenting minority report from some of the large patent holders. Tim Berners-Lee and the W3C Advisory Committee, composed of representatives from all of the consortium's members, will eventually make the final decision on the policy. My previous interaction with the Advisory Committee and Berners-Lee lead me to feel that they will approve the royalty-free policy.

The policy will require working group members to make a committment to royalty-free license essential claims - those which you can not help infringing if you are to implement the standard at all. There is also language prohibiting discriminatory patent licenses. The royalty-free grant is limited to the purpose of implementing the standard, and does not extend to any other application of the patent. And there is a requirement to disclose whether any patent used, even a non-essential one, is available under royalty-free terms, so that troublesome patents can be written out of a standard. The limitation of the scope-of-use on patents, and some other aspects of the policy, are less than I would like but all that I believed we could reasonably get. Eben Moglen may have some discussion regarding how GPL developers should cope with scope-of-use-limited patent grants from other parties. For now, it should suffice to say that while this is less than desirable, is will not block GPL development.

I'm not allowed to disclose how individual members voted, but I'll note that the vote did not follow "friends-vs-enemies" lines that the more naive among us might expect - so don't make assumptions.

Now, we must take this fight elsewhere. Although IETF has customarily been held up as the paragon of openness, they currently allow royalty-bearing patents to be embedded in their standards. This must change, and IETF has just initiated a policy discussion to that effect. We must pursue similar policies at many other standards bodies, and at the governments and treaty organizations that persist in writing bad law.

For me, this process has included two trips to France (no fun if you have to work every day) and an appearance at a research meeting in Washington, a week in Cupertino, innumerable conference calls and emails, and upcoming meetings in New York and Boston. That's a lot of time away from my family. Larry Rosen has shouldered a similar burden while nobody has been paying him for his time and trouble, and Eben Moglen put in a lot of time as well. Much of the time was spent listening to royalty-bearing proposals being worked out in excrutiating detail, which fortunately did not carry in the final vote. We also had help from a number of people behind the scenes, notably John Gilmore, and the officers and members of the organizations we represent.

I'd like to give credit to HP. Because I was representing SPI, and HP had someone else representing them at W3C, I made it clear to my HP managers that they would not be allowed to influence my role at W3C - that would have created a conflict-of-interest for me, as well as giving HP unfair double-representation. HP managers understood this, and were supportive. During all but the very end of the process, HP paid my salary and travel expenses while they knew that I was functioning as an independent agent who would explicitly reject their orders. Indeed, HP allowed me to influence their policy, rather than the reverse. This was the result of enlightened leadership by Jim Bell, Scott K. Peterson, Martin Fink, and Scott Stallard.

For most of the existence of Free Software, technology has been of primary importance. It will remain so, but the past several years have seen the emergence of the critical supporting role of political involvement simply so that we can continue to have the right to use and develop Free Software. I do not believe that we will consistently be able to code around bad law - we must represent what is important about our work and involve ourselves in policy-making worldwide, or what we do will not survive. I hope to continue to serve the Free Software Community in this role.

Respectfully Submitted

Bruce Perens
"

2 of 119 comments (clear)

  1. Better than HDTV by shumacher · · Score: 5, Insightful

    First:
    This is the largest front page post I've ever seen...

    Second:
    HDTV has the Dolby AC-3 technology in the standard. That means Dolby will get a cut off of every TV with a built in digital tuner and every HDTV tuner box. It also means royalties on many broadcast tools. I don't know the license regulations, but it may also mean a cut on every show that uses AC-3. Sucky, but also, time to buy Dolby stock.

    Just imagine if the web had turned out this way. Companies keep trying to move things into their corner, even without standards bodies helping. What is Quicktime became the video standard on the web? I love the format, but it's also been hell getting Linux to support it. The web has been burned this way before. Everything will be okay, as long as we burn back.

  2. Nonsense by FreeUser · · Score: 5, Insightful

    Did Bruce say "Free Software Community"?
    There's still hope that he'll join the light of Free Software rather than the slightly off white of Open Source.


    Look, I'm a rather strong advocate of Free Software, indeed of software freedom in general. I try to remember to say (and write) GNU/Linux, and even succeed in not forgetting the GNU as often as not, out of respect for RMSes wishes even if I think his making a big deal out of it is chasing the wrong goal to some degree, and despite the wretched flames from those who would like to sweep RMSes 95% contribution to the core Linux-as-a-UNIX-like operating system under the rug, and claim notoriety for much of his work.

    I donate rather generously to the EFF and the FSF, I support and use the GPL in my own work, and am even working on a Media equivelent of the GPL for my more creative literary and media projects, and I tend to value the definition of free software over the definition of open source licenses which are often, IMHO, too liberal in allowing restrictions on the user/customer.

    All that having been said, calling Open Source "off-white" (American, perhaps a general English, idiom for 'not quite legitimate', also 'off-color') is utterly bogus.

    Open Source has played an important role in bridging the cultural divide between software freedom and the old school, proprietary 'you get what you pay for (and nothing else)' mindset that, despite its trivial disprovability in most areas of life, persists to a remarkable degree among decision makers in many walks of life. Open Source is a stepping stone, a rhetoric that exposes some of the important benefits of free software (peer review and a rigorous scientific method vs. 'secret formula' methodologies, or as I like to put it, 'the free software folks are chemists sharing knowledge, while the proprietary software folks are alchemists hoarding secrets, and everyone knows which approach yields progress and which does not').

    Many people coming from a proprietary mindset aren't able to make the complete leap from an information hoarding, toll-charging for every mile travelled mindset to the notion of software freedom, complete with all its ideals and, to the rest of us, obvious advantages of synergy, exponential cooperative growth and development of projects, and so on, but these very same people can and do make the leap toward understanding why the scientific method of sharing knowledge and submitting to rigorous peer review of code does lead to better software. It isn't the only aspect of free software that leads to better software, and it may not even be the most important factor, but it is a factor that they can understand. Once one has grown accustomed to these factors, and has moved one or more project to an open source or free software platform as a result, one begins to experience and learn the other advantages of free software (freedom from orphaned software, freedom from vendor coercion, freedom to set one's own upgrade cycle and timetable, freedom to fix libraries one's work depends on, rather than waiting months for the vendor to get around to it, freedom to leverage the work of others into getting a project out the door in a fraction of the time it would have otherwise taken, in short, freedom to use technology to serve one's business interests, rather than one's vendors' business intersts).

    I have witnessed this metamorphesis in at least a dozen people, who came from the aforementioned 'free means worthless' mindset to adament advocates of free software, and in each case their first, rudimentary understanding came via the open source rhetoric, and in each case their understanding did not stop there. RMSes fears that open source would blind people to free software are IMHO largely misguided, as is the entire conflict between the two movements.

    Open source is an important stepping stone for those in the proprietary world, a step they can take relatively easilly, and can understand, but one which generally does lead to an understanding of the value of software freedom, not through rhetorici or evangelism, but through personal experience.

    So, while the differentiation between Free Software and Open Source is important, this bickering between the two is quite asinine and counterproductive, and while software freedom may encompass a more complete and accurate picture of the benefits offered by free software than Open Source does, Open Source bridges the divide and helps make those advantages available to many who otherwise would have never taken the opportunity. In so doing Open Source provides an important, some might argue critical, service to the Free Software community, and despite any disagreements between the two, Open Source is most certainly not 'off-white.'

    I supposte that is a long winded way of saying "can't we just all get along" or perhaps "go away Microsofty, we don't need no stinkin' agent provocatueurs around here." In any event, however you interpret it, let's put this silly 'open source' vs. 'free software' bickering behind us, recognize the importance of both, and move on to enjoying the marvelous digital world the software freedom they help protect has created for us.

    --
    The Future of Human Evolution: Autonomy