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A Simple Plan To Defeat Dumb Patents

Steve Jones writes "With the EU being rumored to look at software patents again I thought I'd have a look at the root of the problem — the US Patent Office — and work out if there is a simple way to defeat dumb patents. The big thing that defeats a patent is prior art. At the Patent Office they have the definition of Prior Art that includes the phrase: 'known or used by others in this country, or was patented or described in a printed publication in this or a foreign country.' Now suppose that every time we have an idea that we think is 'obvious' but that hasn't been done before, or something we think would be interesting but don't have the money to create — that we blogged about that idea, tagging it as 'prior art' via Technorati. This would give people an RSS feed of prior art." Read on for more details of Steve's proposal.
My argument is that by doing this we can, rightly, claim that the ideas have been described in the 21st-century version of a printed publication. Even if that is challenged, it is undeniable that by using the RSS feed it can be proven that people in a given country could have "known" about it.

I'm fed up thinking "Bloody hell I did that ten years ago," or "I thought about doing that, its a bit obvious" — when companies with as little intention as I had in developing the idea start putting the squeeze on businesses and developers. What I've always lacked is the visible proof to submit against a claim. This is a simple suggestion about using the power of the Web to create a massive prior art database. IANAL, but could it be this simple?

14 of 234 comments (clear)

  1. Would never work by elrous0 · · Score: 5, Insightful
    The problem with this is that the vast majority of prior art is so obvious that no one would think of cataloging it beforehand. Take, for example, Amazon's infamous 1-click case. Who would have thought it neccessary to catalog "a technique of allowing customers to make online purchases with a single click" as prior art? It wasn't until Amazon patented this that anyone even THOUGHT about this as something that needed to be defended as obvious.

    Sure, in RETROSPECT, many of these crazy patents are obvious. But how could you possibly begin to catalog every obvious idea, technique, innovation, or invention?

    This is not to mention the practical problems with this website. Who is going to pay for all the lawyers you need after the site becomes embroiled in about 1,000 lawsuits? Who is going to determine WHICH art is truly "prior" when users start fighting over who "did it first"? How are you going to deal with griefers and hucksters who spam the site with stuff like "A technique by which ink is applied to paper using an ink-filled tube" (or, God forbid, try to claim their own patent on obvious stuff by using the site as evidence).

    --
    SJW: Someone who has run out of real oppression, and has to fake it.
    1. Re:Would never work by kebes · · Score: 4, Insightful

      I have to agree.

      The only way that the present proposal would offer any benefit beyond a random web search for prior art (which you can do nowadays if you really want to invalidate a patent) would be to have a system that was organized and exhaustive. It would have to be very well organized and categorized, and people would have to actively watch what companies are doing, and preemptively writing long discussions about "obvious solutions" to potential problems. These entries would have to be analyzed by others, and refined in some way. Spam and bogus entries would have to be trimmed.

      Ideally, a community of volunteers would watch patents as they are granted (or applied for) and would do their own research, amassing links to prior art that exists elsewhere. This data would then be easily available to anyone who wanted to challenge the patent. By lowering the barrier to challenging software patents, such a system could conceivably reduce the number of frivolous patents.

      However, ultimately to be useful it will require considerable work from alot of volunteers. Merely tagging random blog entries with "prior art" isn't useful--everything you do is prior art for a sufficiently stupid patent claim. So every single page on the internet is "prior art" for something... the tough part is organizing this all so that when you are challenging a particular claim, you can quickly find the prior art that is relevant (and so that you can, with some authority, prove that the prior art existed before a given date).

      A useful volunteer-based anti-patent website is not impossible. Wikipedia proves that you can organize volunteers to generate something useful. A wiki format, for instance, would also inherently maintain histories and dates, making prior-art claims more heavily documented. But such a community will require significant effort by many people. Unfortunately, it stops becoming "a simple plan."

    2. Re:Would never work by smilindog2000 · · Score: 4, Interesting

      There are several web sites out there that do nothing but publish your ideas (like these guys) so that they can be recorded as prior art. The stupid part is that they charge a very high fee. There needs to be a free site that is add-sponsored and community supported. In fact, if no one else does it, I'll do one. I already have my own dumb idea blog for this purpose. If a few of you respond to this post, suggesting that I actually provide this free service (and maybe some nice ideas about what web host, what CRM software, what to do to get paid adds, etc), I'll go ahead and do it. If any of you would rather do this yourself, please say so. I'd like to be an early user.

      --
      Beer is proof that God loves us, and wants us to be happy.
  2. Not quite enough by ip_vjl · · Score: 4, Insightful

    It's not about whether prior art exists, it's about whether prior art exists AND it is seen by the patent examiner during the process.

    Otherwise, you have prior art that could *potentially* be used to ust a patent, but that involves getting tied up in litigation which very few independent developers can afford.

    There are already avenues to have prior art published (called 'technical disclosures'), some have more chances than others of being seen by examiners.

  3. Patent fodder by Dan+East · · Score: 4, Insightful

    There's one thing you can be certain of. There will be people subscribing to these RSS feeds as a source for ideas to patent.

    Dan East

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    Better known as 318230.
  4. Too late! by aerthling · · Score: 5, Funny

    Ah yes. This sounds a lot like my 'electronic patent-nulling system'. You can license it from me, if you like. Does AU$500/user/year sound reasonable? :)

  5. How abou Wikipatent.org? Or Yahoo Patent Answers? by Dekortage · · Score: 5, Interesting

    Personally, I don't think we can record all the blindingly obvious stuff we think of, mainly because it's blindingly obvious. Or very often, we can think of salient prior art that would probably invalidate any patent claims, so we assume it's not worth mentioning.

    I would rather see the patent process made a little more transparent: any patent application has to go through 90 days on a public wiki or discussion board, where we could view applications and immediately reference prior art. This might simplify the job of the patent reviewers, who cannot possibly know the history of entire industries. They could simply check out the claims of prior art (which themselves could be ranked by visitors for validity -- "oh ya, I remember THAT") and immediately see that, duh, one-click purchasing is a really dumb idea.

    Why would anyone participate? First, it's in our nature. You might have heard of Slashdot, where people with varying kinds of brain matter make varying kinds of comments about varying kinds of "news." But second and more importantly, it would be protection. If you work in a business that would be affected by a one-click patent, you have incentive to make sure nobody can charge you for it, or sue you for using it, if it isn't really an original idea.

    Today's patent process in the U.S. is slightly public, I know, but how about making it totally Web 2.0 and buzzword-compliant?

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    $nice = $webHosting + $domainNames + $sslCerts
  6. Prior Art Irony by Se7enLC · · Score: 4, Informative

    Looks like somebody else has prior art for the idea of using blogs as prior art.

  7. Semantic Sticking Points by Chysn · · Score: 4, Funny

    From TFA:

    > Now to me it seems that a blog post can be classified in this day and age as the modern equivalent of a "printed publication"

    Ah, a J.D. in the old "It Seems To Me" School of Legal Theory. Let me know how that works out for you.

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    --I'm so big, my sig has its own sig.
    -- See?
  8. Peer to Patent Project by Roxton · · Score: 5, Informative

    The Peer to Patent project has gone live, and while it has its own problems, it's a simple, elegant solution that doesn't require something ridiculous like a massive database of ideas. Anyone can sign up and suggest prior art on submitted patents before they're approved. It's a good example of community self-policing.

  9. This is ridiculous. by Christianson · · Score: 5, Insightful
    I've got an idea: imagine travelling faster than light by using black holes to deform space-time beyond relativistic constraints. The idea is that you take an array of black holes and position them around the object; not only do you get a singularity, but the tidal forces can be arranged to cancel each other out, letting you move within the singularity without being destroyed.

    I had an idea. I (effectively) blogged it. And if someone else comes up with it, and makes a working prototype, no sane person should argue that my blog should keep them from earning a patent.

    Every patent is an obvious idea in retrospect. In reverse, it's also true that the idea of most patents was obvious beforehand: there were undoubtedly many people who thought that making an electrical device which produces light would be a great idea before Edison came along. The devil is in the details, and what matters is implementation. The standard of patents is that the process they describe should be sufficiently unique and innovative that an expert of the field would not conceive doing it that way prior to being introduced to the patented process; that's the logic that underlies the decision behind the Seldon patent decision.

    Simply jotting down ideas doesn't address this issue at all. Even outlining the method doesn't really help, since the patent applicant could easily argue that while it might have seemed like an obvious approach, there were non-trivial technical issues that would arise in trying to implement that approach that their process addresses; the fact that the blogger would neither have mentioned those issues, nor built a working prototype, could reasonably be seen to support the applicant. The amount of effort that would need to go into each blog to actually make it worthwhile would basically boil down to implenting the idea, and that's far beyond what I suspect either the author wishes to suggest, or what any blogger would be willing to invest.

    The problems with the patent process are well-established: an overburdened reviewing agency, combined with a fundamental issue regarding the appropriateness of patents on concepts rather than physical entities. I don't see how creating an unmoderated repository of random ideas solves either problem.

  10. the PTO needs to change by cmattdetzel · · Score: 4, Informative

    While this is an interesting idea in theory, it would unfortunately have little impact within the current system because patent examiners at the PTO do not have unrestricted internet access. In fact, what they have is extremely limited--they can't, for example, "google" for prior art. I believe the databases they rely most heavily upon are unique to the PTO. So in a system such as you propose, this prior art RSS feed would prove most useful as evidence in patent litigation for a party challenging the patent (I'm assuming, arguendo, that the quality and logistical problems with the concept could be solved). However, it would have little or no impact for examiners at the PTO, meaning no reduction in patents being granted. And once a patent is granted, it carries a presumption of validity...

    Thankfully, the USPTO has begun a trial run of a new PEER-TO-PATENT system, as proposed by New York Law School Professor Beth Simone Noveck http://www.nyls.edu/pages/591.asp in Peer to Patent: Collective Intelligence and Intellectual Property Reform, which can be found at 20 Harvard Journal of Law Technology 123 (2006) for those of you who want some interesting reading--especially about how ridiculous each PTO examiner's workload is. The PEER-TO-PATENT Project http://dotank.nyls.edu/communitypatent/ between the PTO and NYLS will solve some of the issues with prior art (and obviousness, hopefully), but it'll likely be years before we start seeing any real progress on this front.

    For the most egregious software patents, we will still *sigh* have to rely on private litigation for invalidation, but recent Supreme Court decisions (Ebay, MedImmune, Teleflex) may have made that process a little easier as well.

  11. half baked by radarsat1 · · Score: 4, Informative

    The story is basically describing http://www.halfbakery.com
    Warning: One can waste whole hours of one's life at a time on that site.

  12. In my experience of searching for prior art ... by pbhj · · Score: 4, Informative

    I was a UK patent examiner from '98 to '04.

    We searched online databases of UK, EPO, WO, US, JP (Japanese, translated abstracts and later JPO provided [machine] translations), DE (German), FR (French) patents as a matter of course. It was down to the examiner to determine the scope of search to perform. We could also search hundreds of databases of technical disclosures (eg IBM's TDB - technical disclosure bulletins). All UK examiners had to be able to translate enough french and german language to be able to decide if a full translation was needed and we had other language translators to hand - JP docs were obviously important in computer fields.

    Other databases included Elsevier journal databases and also paper files (go back 100 years or so) of all UK patents (which were phased out during my time there). In some areas we had libraries of other books and journals. Also if you could put a case for getting a particular publication you could get it - New Scientist and Nature were particularly popular!

    One of the vital tools for prior art searches was the different "classification keys" - UKC, ECLA, USC ... etc.. Basically all patent docs are given a key which defines the field(s) that it falls in, eg G06F 11/00C2 (http://v3.espacenet.com/eclasrch?ECLA=/espacenet/ ecla/g06f/g06f11.htm?q=11-00c2) is fault tolerance by degradation of service within a computer system. There will be 10's of thousands of patent docs in this category and some non-patent disclosures like TDB's or magazine articles may be categorised (EPO used to do this but UK not really). By crossing categories and using abstract and full-text keyword searching one wittles down the docs to look at.

    I also did quite a bit of internet searching (too much) using several search engines as well as site searches and a few company databases that we had access too. The problem with internet citations was proving the publication date, vital to show something is prior art.

    In G06F (which is roughly G4A in the UKC, http://www.ipo.gov.uk/patent/p-decisionmaking/p-cl ass/p-class-ukc/p-class-ukc-g.htm) one tended to have about 1.5 days to do a search (sometimes it would be half a day, sometimes 5). In other less strenuous fields a lot less. This means possible a few hundred abstracts to read and digest to whittle down to maybe a dozen docs to read in full and then perhaps cite 3 or 4, depending what you find. Sometimes with searches that don't fit keywords well you'd read more abstracts. Sometimes you can find an exact hit in a few minutes and spend the rest of the time finding docs to cite that will preempt what the patent attorney will try to amend the claims to.

    There's no lack of places to look for prior art.

    Oftentimes you'd search and search because something seemed so obvious but wouldn't find a strong citation. The problem with obviousness objections is always that the patent agent (aka attorney) can comeback and say if it was so obvious why was no one been doing it (or documented it), show me some evidence. This is especially strong in a well worked field - why did so many people overlook this obvious step. Combinations of docs suffer from ex-post facto analysis - one has to try and work from the prior position and see if the notional skilled man in the art would put those docs together?

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    In response to the parent there's a requirement for US applicants to cite known US patents (and I think other prior art) that is particularly pertinent to their applications (I don't know the specific requirement). If they fail to cite something and it's proven they knew about it and it's relevant they can lose their patent (or at least be sued for big bucks). All major WO patent granting offices have to search at least a certain amount of literature - specific ranges of specific fields of patents; the US is such an office.

    As an examiner I found US searches to usua