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An Appeal In the "Harry Potter Lexicon" Case

NewYorkCountryLawyer writes "RDR Books, the would-be publisher of the book version of the 'Harry Potter Lexicon' Web site, has filed an appeal from the judge's decision in Warner Bros. Pictures v. RDR Books, the case involving the Harry Potter Lexicon. The judge, after a bench trial, issued an injunction and awarded statutory damages of $6,750 (as we discussed at the time), holding that the Lexicon was not protected by fair use due to (a) sloppiness in attribution in sections, (b) the length of some of the quotes, and (c) imitation of J. K. Rowling's writing style in portions. I recently wrote an article criticizing the opinion, but doubting that an appeal would be taken in view of the small damages award. I guess I underestimated the resolve of the defendants and defendants' lawyers — who include the Stanford Law School Center for Internet and Society."

15 of 189 comments (clear)

  1. Re:imitation of J. K. Rowling's writing style... by Anonymous Coward · · Score: 2, Informative

    But that is the thing... you can.

  2. Re:imitation of J. K. Rowling's writing style... by binarylarry · · Score: 4, Informative

    Uhhh, wtf?

    You can do things in the same style, you just can't copy an original work (i.e. note for note, stroke for stroke).

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    Mod me down, my New Earth Global Warmingist friends!
  3. Re:imitation of J. K. Rowling's writing style... by Anonymous Coward · · Score: 2, Informative

    and why not ? copyright law does not protect styles.

  4. Summary of Previous Posts by Anonymous Coward · · Score: 3, Informative

    What does her wealth have to do with it?

    I was not aware that society's subjective judgment of whether someone has made "enough" money from one's intellectual property was a factor in copyright law. Either there's a copyright infringement or there isn't. Rowling's wealth and success are irrelevant.

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    Hold your horses!

    J. K. Rowling didn't make enough money on Harry Potter, so she had to make sure that the 'Harry Potter Lexicon' was shut down.

    Whoa, whoa, whoa. Back up a moment! NewYorkCountryLawyer, I normally respect your posts, but this one is in need of some serious scrutiny.

    As it happens, I was listening to the details of the case this morning on NPR. The problem with this specific book is not that it focuses on the Harry Potter series. The problem is that nearly every description was lifted from the books in a reasonably clear case of plagerism and/or derivitive works. Most reference books contain unique descriptions and commentary above and beyond the information presented in the source material. However, this particular lexicon made no effort to add such value over the books themselves.

    In effect, it was merely a reorganization of J.K. Rowling's books into a dry reference. Something for which only the author has a legal right to grant.

    THAT is why the judge found against the lexicon. And he did so with a strong warning that this book is an exception to the usually legal practice:

    Issuing an injunction in this case both benefits and harms the public interest. While the Lexicon, in its current state, is not a fair use of the Harry Potter works, reference works that share the Lexicon's purpose of aiding readers of literature generally should be encouraged rather than stifled. As the Supreme Court suggested in Campbell, "[b]ecause the fair use enquiry often requires close questions of judgment as to the extent of permissible borrowing" in cases involving transformative uses, granting an injunction does not always serve the goals of copyright law, when the secondary use, though edifying in some way, has been found to surpass the bounds of fair use. Campbell, 510 U.S. at 578 n.10. On the other hand, to serve the public interest, copyright law must "prevent[] the misappropriation of the skills, creative energies, and resources which are invested in the protected work." Apple Computer, 714 F.2d at 1255. Ultimately, because the Lexicon appropriates too much of Rowling's creative work for its purposes as a reference guide, a permanent injunction must issue to prevent the possible proliferation of works that do the same25 and thus deplete the incentive for original authors to create new works.

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    Erm...What?

    Why the bad attitude in the submission post?

    Someone was trying to release a commercial product whose premise was stealing content from an established work.

    If they didn't get hit hard on copyright infringement, they'd get hit hard on trademark infringement, and rightly so.

    Like it nor not, J. K. Rowling created the series, and decided to turn it into a commercial enterprise. It's well within her moral and legal rights to make sure a bunch of idiots don't cling to her coattails trying to milk dollars from a popular franchise that they have no legitimate claim to.

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    Amazingly slanted summary

    I heard J.K. Rowling interviewed on NPR about this. She listed many of the books that are derivative works that she is thrilled about. The commonality with acceptable books is that they add original thoughts. The targeted book contained no original thoughts but just indexed material from her books, in many cases copying the content and even indexes from her books verbatim.

    The lawsuit was to stop the publication of the book; it had nothing to do with the $6k.

    1. Re:Summary of Previous Posts by UnknowingFool · · Score: 3, Informative

      Rowling sued the book before ever seeing a single rough draft of it. Her lawyers insisted it copied verbatim without rewriting any passages based off the web site.

      Citation Needed. From the actual decision written by the judge, there were numerous example of verbatim copying in the manuscript. How did Rowling know that? Because Rowling was aware of the site. The site had verbatim copying. She was fine with that when it was a non-profit website. The minute they tried to make money off her writing, she objected.

      The book's publisher claims that those entries were largely rewritten for the lexicon.

      Despite the publisher's claims, the judge found that the majority of the book would have been in quotes had the Lexicon properly attributed the work to Rowling.

      Given that neither of us have read the lexicon (as it is not published) we are left to believe one side or the other. What I find curious is how Rowling was so sure of her side of the story without having read the book herself.

      Again, she was aware of the website which had verbatim copying. You don't have to believe one side or the other. The judge having read Lexicon made a determination that the Rowling was correct: Lexicon copied a lot from her book. The question is if you believe the judge.

      She has also threatened law suits at cases clearly covered by parody. I don't think she is evil, so much as she is strongly attached to the world she created.

      Given the fact that Rowling has not sued other companion books like MuggleNet.com's and the Complete Idiot's Guide to Harry Potter, Rowling isn't against companion books per se. She was against this particular one.

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      Well, there's spam egg sausage and spam, that's not got much spam in it.
    2. Re:Summary of Previous Posts by Spasemunki · · Score: 3, Informative

      Given that neither of us have read the lexicon (as it is not published) we are left to believe one side or the other.

      The judge got to read it. His ruling mentioned specifically that there were lengthy verbatim excerpts. The combination of this with the practice of poor footnoting/attribution with the imitation of Rowling's style made the Lexicon appear to be a derivative work rather than a text incorporating passages in a way acceptable under fair use.

  5. Re:Wealth is relevant, at least in theory by GodKingAmit · · Score: 2, Informative
    Hint: No.

    You have swallowed the RIAA/MPAA version of copyright and ignored the vast body of history and theory surrounding copyright law. The GP is correct, copyright is to provide incentive to the production of creative works. In the US at least, it has nothing to do with "moral" or "property" rights: that is why it expires after a fixed time.

    Informative link

  6. Re:imitation of J. K. Rowling's writing style... by NewYorkCountryLawyer · · Score: 4, Informative

    ...(c) imitation of J. K. Rowling's writing style in portions...

    Is that even an enforceable law?

    No, it isn't, IMHO.

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    Ray Beckerman +5 Insightful
  7. Re:Wealth is relevant, at least in theory by LateArthurDent · · Score: 4, Informative

    have to disagree with this. Copyright is there to protect the creator from the theft of what he creates.

    No, it is not. Copyright is there to encourage the creation of more works into the public domain. The idea is that if we delay its entry into the public domain, the public's gain (incentive for artists to create more work) outweights the public loss (the temporary monopoly on the right to make and distribute copies).

    After all, the idea that you can't do anything you wish with something you bought and paid for (actual, physical property), including copying the content and handing out the copies to everyone you want is ludicrous. The public would only accept it if we had something to gain for it, and that's why the constitution specifically qualifies the right of congress to establish copyright with for limited times, and indicates that it's purpose is to promote the progress of science and useful arts. It doesn't say, "to protect property," because if it had been considered property, there would be no reason to limit the length of the copyright.

    And to those of you who will undoubtedly claim that US constitution is invalid because Rowling is British, the lawsuit in question is in US jurisdiction.

  8. Re:Wealth is relevant, at least in theory by rohan972 · · Score: 2, Informative

    I have to disagree with this. Copyright is there to protect the creator from the theft of what he creates.

    Maybe where you live, but not according to the US Constitution. I'm not a US citizen, but this case is in the US so the US constitutions article that authorises copyright law is the supreme relevant law.

    Section 8
    The Congress shall have Power ...

    To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries;


    So langelgjm is correct, "Copyright doesn't exist to make people lots of money. It exists to provide incentive for people to create things they otherwise wouldn't have created."

  9. Re:imitation of J. K. Rowling's writing style... by cpt+kangarooski · · Score: 4, Informative

    Fair use necessitates attribution- making it clear when text is being quoted or paraphrased, and when new material is being added by the author.

    No it doesn't.

    This particular defendant, however, claimed that he had written a reference guide. Since the novels are not reference guides, this would be a transformation of the copyrighted works, and it strengthens a fair use argument to show that the defendant has used the underlying work in a transformative manner. The court noted, however, that due to the lack of attribution, it wasn't actually a very good reference guide. This undercut the claim of it being a transformative work. That, in turn, weakened the fair use argument.

    If he had instead written a parody, he would not have had to include attributions, since parodies are a type of transformative work where attributions aren't really expected. Such a parody could easily be a fair use.

    Imitating Rowling's style is part of what creates the confusion.

    It might further harm the 'it's a reference guide' argument, but copyright does not protect mere writing styles, nor does copyright care about confusion. Copyright chiefly cares about copying. A novel written in Rowling's style that didn't copy anything protectable from her corpus of work, would not infringe her copyrights.

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    -- This and all my posts are in the public domain. I am a lawyer. I am not your lawyer, and this is not legal advice.
  10. Re:Wealth is relevant, at least in theory by NewYorkCountryLawyer · · Score: 3, Informative

    Could you give this topic a rest?

    I didn't bring it up, someone dredged up his comments from the older story. I was just clarifying that the wealth issue has nothing to do with the copyright issue, it's just a dig.

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    Ray Beckerman +5 Insightful
  11. Re:imitation of J. K. Rowling's writing style... by cpt+kangarooski · · Score: 4, Informative

    That's true. But not really all that relevant here. The Lexicon was not supplanting the market for the novels. And as the court pointed out, "[n]otwithstanding Rowling's public statements of her intention to publish her own encyclopedia, the market for reference guides to the Harry Potter works is not exclusively hers to exploit or license, no matter the commercial success attributable to the popularity of the original works." There was a concern, however, that the lexicon might harm the market for some of the existing ancillary works it copied from, since it copied so much.

    And more generally, there still isn't a right to profit. Remember, fair use only arises where there is prima facie infringement of an actual right, such as the right to reproduce the work in copies. Writing a bad review would not be infringement at all, unless it included quotes or something. Writing a competing series of terrible books would not be infringement either. Only if there is some underlying infringement would a fair use argument (and the fourth, monetary, factor) come into play. In the case of a review, I would be utterly amazed if a court decided that the loss of sales attributable to the review was relevant under the fourth fair use factor. I certainly cannot recall such an absurd outcome ever having happened.

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    -- This and all my posts are in the public domain. I am a lawyer. I am not your lawyer, and this is not legal advice.
  12. Re:imitation of J. K. Rowling's writing style... by cpt+kangarooski · · Score: 4, Informative

    That is all very nice, but it is terribly inaccurate. I mean, you could have at least looked at Wikipedia!

    Without getting bogged down with details, fair use was not created for the benefit of universities or academics, though they have certainly been beneficiaries. And as law that was essentially a creation of the courts, until quite recently, there wasn't even a statute. Congress didn't even formally take note of the doctrine until the 1976 Act (fair use dates at least to the mid-19th century) when they included a statute (17 USC 107) which I shall reproduce here, in its entirety:

    Notwithstanding the provisions of sections 106 and 106A, the fair use of a copyrighted work, including such use by reproduction in copies or phonorecords or by any other means specified by that section, for purposes such as criticism, comment, news reporting, teaching (including multiple copies for classroom use), scholarship, or research, is not an infringement of copyright. In determining whether the use made of a work in any particular case is a fair use the factors to be considered shall include--
    (1) the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes;
    (2) the nature of the copyrighted work;
    (3) the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
    (4) the effect of the use upon the potential market for or value of the copyrighted work.
    The fact that a work is unpublished shall not itself bar a finding of fair use if such finding is made upon consideration of all the above factors.

    That is fair use. And notice what it actually said: "[T]he fair use of a copyrighted work ... is not an infringement of copyright." The factors are just components in a test to figure out if a test is fair. And it's not a mathematical test, or a bright line test. You needn't succeed with all four factors. In some cases, you can do quite poorly on most, and still succeed. But it depends on the details of "any particular case." Just because it was fair for Alice to do something doesn't mean it will be fair for Bob, if their circumstances are not precisely identical.

    There are no numerical limits here, no 10% of this, or 2500 of the other, or any such nonsense. Those are not legal guidelines, those are the creation of laypeople who are flummoxed by the lack of clear guidance from the courts, since with the case-by-case nature of fair use, and the rules and interpretations (not included here; they'd be too much work than I'm prepared to invest in a /. post) there can never be clear guidance. Even canonical examples (parody, time shifting, etc.) are not really inevitably fair. It is a fuzzy, messy matter of equity, and apparently those folks just can't stand that, so they have guessed and unfortunately, you think their guesses are gospel.

    This is of course, not true, and I can immediately see instances where what they advise is probably fair (they don't know, of course, no one does) might not be, and where what they say is probably not fair might be.

    If you're interested in fair use, if you want to get a grasp on what it is, and where it comes from, and what the rules are, you will have to read a lot of cases regarding it. And then, like the courts, you will be left with a vague sense of it, which defies easy explanation, but at least you can look at a set of circumstances and have a good idea of whether it is fair or not. Because fair use must be able to accommodate any circumstances (the Folsom court could not have even imagined time shifting video tape) it can never be pinned down.

    In any case, you might want to stop spreading your misinformation. Those are just guesses by and for people who can't stand fuzzy rules, regardless of the fact that the rules actually are fuzzy, and need to stay that way.

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    -- This and all my posts are in the public domain. I am a lawyer. I am not your lawyer, and this is not legal advice.
  13. Re:imitation of J. K. Rowling's writing style... by NewYorkCountryLawyer · · Score: 2, Informative

    Defendant's occasional lapsing into emulation of Rowling's writing style was totally irrelevant to the fair use analysis. Judge Patterson was wrong on that and I expect the 2nd Circuit to point that out to him.

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    Ray Beckerman +5 Insightful