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Misunderstanding of Prior Art May Have Led to Apple-Samsung Verdict

One of the interesting tidbits that came out of last week's billion-dollar verdict in Apple v. Samsung was that the jury's foreman, a patent holder himself, was instrumental in leading the other members through the various complicated infringement claims. Now, Groklaw analyzes an interview the man gave with Bloomberg News (video), in which his statements reveal a basic misunderstanding of what qualifies as prior art. Quoting Groklaw: "In discussing the first patent on the list, he says they got into a discussion about the prior art that was presented at trial. Here's why they discounted it: 'The software on the Apple side could not be placed into the processor on the prior art and vice versa. That means they are not interchangeable. That changed everything right there.' That isn't disqualifying for prior art. It doesn't have to run on the same processor. It doesn't have to run at all. It can be words on a piece of paper. (If you don't believe little old me, here's a lawyer noticing the video too now.) ... The foreman, in answering criticisms, says that the jury paid close attention to the jury instructions. But looking at this one, did they? I'm sure they meant to, and I'm also sure they did their best according to what they understood. But this was an error, and it's one I don't think the judge can ignore, if anyone brings it to her attention."

27 of 503 comments (clear)

  1. Hey now, by Anonymous Coward · · Score: 5, Insightful

    Being judged by an idiot who knows nothing about the law is a cornerstone of our civilization.

    1. Re:Hey now, by bshellenberg · · Score: 5, Funny

      O.J. agrees, and says "thank you".

      --
      Karma: Neutered
    2. Re:Hey now, by jd2112 · · Score: 5, Funny

      O.J. agrees, and says "thank you".

      If the software don't fit, you must convict.

      --
      Any insufficiently advanced magic is indistinguishable from technology.
    3. Re:Hey now, by PRMan · · Score: 5, Insightful

      The problem with the OJ trial is that all the evidence failed on a chain of custody basis. Hence, the jury was left with the limo driver's testimony.

      --
      Peter predicted that you would "deliberately forget" creation 2000 years ago...
    4. Re:Hey now, by A+nonymous+Coward · · Score: 5, Funny

      If the corners are round, you must impound.

    5. Re:Hey now, by PyroMosh · · Score: 5, Insightful

      I'll grant you that although the OJ Simpson saga should have been just tabloid fodder, because of his celebrity it was widely covered by legit media.

      But story of the year? Story of the decade? Are you insane?

      Just that year, we had the Shoemaker-Levy 9 impact with Jupiter. Clinton signed the Assault Weapons Ban, and the Kremlin accords. Arafat got the Nobel Peace Prize. Nixon died. The Yugoslav wars were in full swing, THE RWANDAN GENOCIDE OCCURRED. Apartheid ended and Nelson Mandela was elected President of South Africa.

      So seriously, this was the biggest news of the 1990s? The same decade that had the gulf war, Bill Clinton elected twice, and then impeached, the rise of the world wide web, (speaking of which, Netscape was 1994 also), the Oklahoma City Bombing, Columbine massacre, Branch Davidian Compound, Rodney King Beating and subsequent LA riots...

      Yes, the media oversold the importance of the OJ Simpson story. Please don't perpetuate that today.

  2. Can you imagine... by MindlessAutomata · · Score: 5, Insightful

    That if you were on this jury, that foreman would be valuable ewed as the expert by easily impressed everyman and you'd be arguing how silly his position is while the other jurors shot you down because "he has expertise, where's your patent?" ugh. I am glad for my mental health I was nowhere near that jury room.

    1. Re:Can you imagine... by squiggleslash · · Score: 5, Insightful

      Actually, because of a combination of bad lawyering and bad judging (mostly the latter), we ended up seeing more evidence than the jury did.

      Even so, yes, it is possible, from the comments the jurors themselves have made, to make the judgement that the jury completely, totally, and utterly, fucked up, even based on the limited evidence they were allowed to see.

      Specifically: The Jury decided to ignore prior art. It wasn't that it wasn't shown. It wasn't that it wasn't valid. The jury decided, instead, to simply ignore its existence because ignoring it made it easier for them.

      On what planet is a verdict not idiotic if you're judging whether someone stole someone else's inventions, and ignore evidence (as in refuse to evaluate) that the invention was never the other party's to begin with?

      --
      You are not alone. This is not normal. None of this is normal.
    2. Re:Can you imagine... by poetmatt · · Score: 5, Insightful

      The foreman drove the jury verdict, admitted it and exposed his own failure of logic. He made a giant spectacular leap of logic and ignored all directions given by the court. Usually that fits in the category of saying a jury has done a shit job.

      That's not an ego issue, it's pretty much clear fact.

  3. Why all the butthurt? by Anonymous Coward · · Score: 5, Insightful

    Guys, this is just getting started. Samsung isn't going to let a 1BN judgement go un-apealed.

    Samsung, though. (This case is about Samsung and not Andriod. Don't get your panties in a knot) really did go out of their way to copy apple design, look and feel. Touchwiz, the Samsung created UI addition to Andriod, really is a (bad) attempt at making devices more apple like. (I know. Ive got a galaxy tab and a galaxy S2 - I rooted them both to remove it)

    One of Apple's biggest assets is their design, look, feel, etc (Trade dress). Did you expect apple to take it laying down?

    1. Re:Why all the butthurt? by Scragglykat · · Score: 5, Funny

      Well, seeing as this case obviously proves that Samsung products are exactly like Apple products, it does sound like there are millions of people being overcharged ;o)

    2. Re:Why all the butthurt? by Anonymous Coward · · Score: 5, Interesting

      One of Apple's biggest assets is their design, look, feel, etc (Trade dress). Did you expect apple to take it laying down?

      Eh, Apple is getting screwed either way. Even if they win, they lose. Before this trial, consumers in the US mentally lumped Samsung in with Motorola, Sony, and a half-dozen other also-rans. Now Apple is claiming "Samsung copies our products!", "Consumers can't tell the difference!". The longer this case drags out, the more coverage it gets, and the more consumers are going to believe those claims through repetition.

      Apple has rebranded Samsung to be in their league. Normally, you can't buy that kind of advertising at any price. Samsung got a bargain at $1B

  4. Did the jurors talk to Bill Buxton? by Missing.Matter · · Score: 5, Insightful

    Microsoft Engineering Bill Buxton has this nice collection of multitouch systems going back to the early 80s. Pinch to zoom dates back as early as 1982. This collections of prior art makes it plainly obvious that people "skilled in the art" not only would find something like pinch to zoom obvious, the in fact did and implemented it long before the iPhone ever existed.

    Was it implemented on a computer you could hold in your hand? No, simply because the technology was not small enough to fit in your hand. But just because Apple was the first to implement it in your hand, does not mean they were in anyway inventing something novel, unique, and non-obvious that deserves patent protection. Apple made a logical, obvious, iteration to a decades old technology. I don't see how this is possibly a point of contention, and the fact the jurors went the other way on this leads me to believe the headline is 100% correct, or something else fishy is going on.

    1. Re:Did the jurors talk to Bill Buxton? by Missing.Matter · · Score: 5, Insightful

      That's not the point. You're not seeing the big picture. Apple in fact owns a patent on pinch to zoom, yet there are mountains of prior art available which depict the same thing. Part of Samsung's argument in the trial is that Apple is trying to patent large swaths of computer interactions that either have been around forever, have been done before iPhone, are completely obvious, or some combination thereof. Some of the arguments you hear in favor of Apple's patents are "It wasn't done before on a cell phone" and that's what the jurors seem to be saying here. But that doesn't matter when considering prior art. Apple and many Apple supporters try to cite the iPhone as the first multitouch device ever, but as Buxton's website shows, multitouch devices have a long history; and more importantly, the interaction techniques with multitouch interfaces, such as pinch to zoom, were well documented and implemented for decades before the iPhone.

      That pinch to zoom wasn't a question in the trial is immaterial; the pinch to zoom patent serves to highlight the fact that Apple holds very obviously questionable patents, which brings into doubt not only their other UI patents but also the entire patent system.

  5. Interchangeable? by Anonymous Coward · · Score: 5, Insightful

    The software on the Apple side could not be placed into the processor on the prior art and vice versa. That means they are not interchangeable. That changed everything right there.

    That just doesn't make any sense. If the fact that the given prior art is not interchangeable disqualifies it to make Apple's patent obvious, then the fact that Samsung's code is just as not interchangeable should disqualify it too from infringing. Or this is bullshit but then that means Apple's patent is obvious. No matter which is true, I don't see how it can go one way for prior art and the other way for Samsung's code.

  6. Re:Use him for appeal by Scragglykat · · Score: 5, Funny

    Obviously that is the appeal. :o)

  7. It's worse than that. by msauve · · Score: 5, Informative

    The forman, Velvin Hogan is, IMHO, a patent troll. His "invention" is a TiVo, with options for a few minor and obvious additions (removable storage!, how inventive). He filed for the patent 3 years after TiVo first shipped.

    Seems to me he's just an opportunistic SOB hoping to make some money from some company who would rather pay than fight. Of course he wants to defend patents against invalidation due to obviousness or prior art. His would be worthless if that were easy to do.

    --
    "National Security is the chief cause of national insecurity." - Celine's First Law
    1. Re:It's worse than that. by Anonymous Coward · · Score: 5, Insightful

      You can't read the summary of the patent, the summary is essentially meaningless. If you want to know what ACTUALLY is covered under a patent, you MUST read the claims. As a shortcut, you can read claim 1 (until you learn the difference between independent and dependent claims).

    2. Re:It's worse than that. by Vintermann · · Score: 5, Funny

      No no, you cannot put it into the same processor. That changes everything right there.

      --
      xkcd is not in the sudoers file. This incident will be reported.
    3. Re:It's worse than that. by hazydave · · Score: 5, Insightful

      Right.

      This demonstrates pretty clearly that Hogan either doesn't understand prior art, or is very clever about misleading the PTO about prior art.

      One basic fundamental principal of all Patents (well, all utility patents ... I have no idea what they're smoking over on the Design Patent side of things, but I'd like to try some, given a long weekend) is that of not being "obvious to one skilled in the art". The PTO's never been very good with this anyway, since every applicant tries to convince them they've invented something profound, when it's usually pretty ordinary. And obvious. Of course, one fundamental failing of the PTO, particularly at the dawn of software patenting, was the complete lack of examiners "skilled in the art" well enough to even correctly judge this level of obviousness.

      One major point of failure is "X, but on Y". So personal computers have had removable storage at least since the PET 2001 by buddy had in 1977. Probably a bit before, but I can personally verify that one, having loaded and even written the cassette tapes myself. Given that pretty much every advanced set top box designed is a somewhat specialized personal computer (having designed personal computers for 11.5 years and STBs for 6, you can trust me on this), there's absolutely nothing not obvious to one skilled in the art about adding any kind of removable storage to an STB. In fact, I had one in the late 1990s that did USB, if not SD cards (in fairness, the original SD Card wasn't released until 2000, and no one would really want to use flash memory for video back then anyway, it was simply too small). Same goes for smartphones, tablets, etc.

      Which means the invention might still be patentable, but it has to be implemented in a really unique way -- you need a real invention, not just copying the PC schematic over to a slightly different personal computer design and calling that an invention. But the patent files are full of things everyone did for years, with "on a smartphone", "on the internet", "on a tablet", whatever, pretty much just tacked on. And most applications are terrible about including the obvious prior art everyone knows about, even though that's a filing requirement. Even if it's not patented. I've written a few patents, analyzed dozens for various purposes (prior art, actual infringement, etc)... it's a heinous mess, overall.

      And largely not because of clowns like Hogan, but because large companies learned to work the system, years back. They've mastered the art of getting nothing through the system, then claiming it covers everything. And they know, it's regular rubes will be judging the patents in court, much of the time. Look at Apple's '915 patent, which some people think covers all of multi-touch, pinch to zoom, and probably anything anyone's ever done with a touchscreen. But in the legal brew-ha-ha with Elan, the ITC determined that Apple's stuff was very, very specific to the way they did it, wasn't infringing on Elan, and neither were Elan's patents infringing on Apple... though Apple settled for paying them $5 million (pocket change) and a cross-licensing agreement. Given the VAST amount of prior art on touch (going back to the 60s) and multi-touch (early 80s), it's impossible to believe Apple really has anything fundamental here (see http://www.billbuxton.com/multitouchOverview.html). But Apple knows that's rarely brought up in these kinds of cases... and it looks like Hogan did what he could to mislead the regular rubes, perhaps far worse than if know-nothing-specifics were on the case.

      --
      -Dave Haynie
  8. Re:Use him for appeal by PRMan · · Score: 5, Insightful

    Not really. She was repeatedly biased toward Apple. She allowed Apple to show their prior art to prove Samsung copied, but did not allow Samsung to show other prior art which would have invalidated Apple's design patents showing that everyone copies.

    That doesn't seem like doing "pretty good". The whole point of a patent case is whether the patent was valid or not. And prior art is the top way to invalidate a patent.

    --
    Peter predicted that you would "deliberately forget" creation 2000 years ago...
  9. Rule 50 by reimero · · Score: 5, Interesting

    This case is a prime candidate for a successful Rule 50 motion, which states essentially that in a jury trial, if a court finds that a jury would not have sufficient evidentiary basis to rule as it did, the judge may overrule the jury's decision or, alternately, vacate the jury's verdict and order a new trial. The judge can't use it to impose his or her own opinion; it has to be a fairly clear-cut case in which the jury acted unreasonably or contrary to law. So, for instance, if a jury finds a criminal defendant not guilty and the judge thinks there was enough evidence to convict, that's too bad. In the Apple-Samsung case, though, there was a clear and articulated misapplication of the prior art standard, which causes the verdict to fail as a matter of law.

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    Something clever
  10. Runaway juror by KingSkippus · · Score: 5, Insightful

    You are 100% correct. This guy is undoubtedly seeing dollar signs on his own patent, and if the jury had invalidated Apple's patents, I honestly believe that he thinks it would hurt his ability to monetize his own patent. It's very telling to me that he had an "aha" moment not about what the decision should be, but how to "explain" to other jurors why they should side with Apple. It seems to me that he had already made up his mind which way this trial must go, and he was just trying to figure out a way to convince the other jurors to go along with him.

    The thing I'm wondering, though, is does that matter? I mean, once a jury has rendered a verdict, can you actually have it overturned because it's later found out that a juror has ulterior motives? Isn't that why the lawyers have an opportunity to strike jurors before the trial starts? And if so, why the hell didn't Samsung's lawyers ask the jury pool if anyone had any patents? It just seems to me that if I were Samsung, I'd want a jury that doesn't have any patent holders on it. Not that there's anything wrong with patent holders, but I would fear that any patent holder on the jury would be financially motivated to push for a system much more in favor of patents and would rule with Apple on the case to protect their own interests, which I'm convinced is what actually happened in this case.

    IANAL though, so I can't answer these questions. Maybe someone else here who is a laywer can weigh in.

    1. Re:Runaway juror by drakaan · · Score: 5, Insightful

      While it's true that assuming to know another's motivation is bad, the foreman relying on his personal experience is also bad, since you're supposed to use the facts presented in the case, along with the jury instructions, as the sole means by which to determine a verdict.

      I'm a software engineer who believes that software is not patentable. Are you saying that if I was on the jury, it would be appropriate for me to advise the other jurors that all of the software-based claims are invalid? There would be a similar furor about that.

      All of the jurors can see things differently, but they must all use the same set of facts, and those facts must have been presented as evidence...you can't bring extraneous evidence in as a juror.

      --
      "Murphy was an optimist" - O'Toole's commentary on Murphy's Law
  11. Re:Que the False Narratives by tattood · · Score: 5, Insightful

    The later section about how much they studied the instructions do not invalidate his rather shaky interpretation of what counts as prior art, esp since he did not use the same standard to determine what counted as infringement.

    They did not follow the jury instructions completely. I was on a jury once (not at all related to patents) and one of the main instructions was to only allow the evidence shown during the trial influence your decision. Since the foreman used his own personal experiences to influence his (and others') decisions, he was not basing his decision on the trial evidence, but his own experiences.

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    WTB [sig], PST!!!
  12. Re:Que the False Narratives by jmerlin · · Score: 5, Interesting

    However, he owns a patent. This is an obvious conflict of interest. This would be something like a person who owns and profits from copyright sitting on the jury in a case where someone was being sued for copyright infringement.

    If you watch his interview, it's apparent he's factually mistaken horribly in regards to most things patent related. He's also under this Apple-fanboi-esque assumption that a patent must be an identical match in every minute detail to an existing thing for that thing to be considered "prior art." So he's completely ignoring obviousness and likeness, which are key in prior art claims. Making this observation failure is key to the validity of many Apple patents. If something is original and unique just because it has rounded corners, something's really broken. Worse, probably, is that he uses likeness and obviousness to determine the infringement of another thing. So you have a guy who's perfectly willing to take a patent and make a deduction which I can only expect is similar to: "look, these icons are spaced/oriented in this manner, and that's similar to what the Samsung device here has, and there's a button here which is really obvious by the design, even though it's not identical to the Apple patent, so obviously this is infringing." While at the same time making the deduction when presented with evidence of prior art: "well... it wouldn't run on an Apple processor, so it can't be prior art, even if the software is functionally identical and looks identical." Complete absurdity.

    Also, he clearly states he was trying to expedite the whole process to avoid being hung up on actually looking at evidence. Sounds like solid grounds for an appeal to me. It appears very clear he had his decision made on day 1 and was influencing the other jurors to ignore evidence and vote the same as him. This makes me curious if being a negligent juror is actually a federal crime. If it's not, it should be.

  13. Re:Use him for appeal by icebike · · Score: 5, Insightful

    Ignoring the jury instructions is misconduct.

    Go read Groklaw

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