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Inside Look at Patent Examination

KingFatty writes "This article written by a former patent examiner describes patent application as a matter of luck when it comes to the competency of the examiner. "Every examiner starts with his or her first patent application after receiving just two weeks of training at the USPTO Patent Academy, where he or she learns the basics of the Manual of Patent Examining Procedure. Will your patent application be examined by that newly recruited examiner? If so, will the examiner's supervisor (supervisory patent examiner or SPE)[be] sufficiently skilled in the art in which the patent application is classified?" Gives insights as to the problems with the US Patent and Trademark System."

22 of 214 comments (clear)

  1. Peer review by sweet+cunny+muffin · · Score: 5, Insightful

    Why aren't patents exposed to peer review, like academic articles are? The invention (if it is) will be protected by the patent pending laws while it's reviewed.

    1. Re:Peer review by nodwick · · Score: 5, Insightful
      Why aren't patents exposed to peer review, like academic articles are? The invention (if it is) will be protected by the patent pending laws while it's reviewed.
      Having had some experience with the academic peer review process, from both the reviewer and reviewee perspective, I feel obligated to point out that the peer review process is far from perfect as well. Off the top of my head, a couple of points to consider:

      1. Finding qualified reviewers. Many academics in my field (network theory) have been complaining about "reviewer burnout". Simply put, any popular field will have lots of people submitting papers [patents, in your analogy] in an effort to boost their publications. Oftentimes, many of these people will submit stuff that's obviously not publication-quality material, but reviewers still have to spend their time first to evaluate it and then to produce a good writeup justifying rejecting it. To be sure, there are still good papers, but the general experience seems to be that the signal-to-noise ratio of submissions is directly inverse to the popularity of the field. Imagine how much worse this would be for patents, where the payoff is not just CV bragging rights but actual profit dollars.

      The end result is that it's difficult to get quality reviews, because the reviewers (who, by definition of peer review, tend to be very busy professionals who already have a lot to do) get burned out and are tempted to just breeze through reviews. Since the patent office gets many more patent applications than your typical journal, I'd imagine this would be an even bigger problem for patents.

      2. Finding honest reviewers. By making patents peer-reviewed, you're forcing applicants to disclose the details of their technology to their peers before their patent is accepted. A similar situation exists in academia where often multiple research groups are working on the same research project. Sadly, it's not unheard of for particular reviewers to stonewall acceptance of papers because they have similar results which they are submitting / hope to submit soon to another journal. Imagine how, in the case of patent review where people are competing not just for notoriety but for profits, an even bigger incentive would exist for this sort of thing to go on.

      I understand that your point is that it would be nice to have highly qualified individuals doing patent reviews, which would hopefully inject more common sense into the proceedings. I'm just saying that setting up such a system may hhave its own problems to iron out.

  2. Huge Patent Issues by cexshun · · Score: 4, Insightful

    I feel the largest problem with the patent system is allowing people to patent "ideas" without a working prototype. I think this can and will lead to intuitive innovations being passed over because the manufacturer would have to pay patent fees to the "inventor". Total BS.

    If the "inventor" didn't have the balls to put his/her money where their mouth is, then they don't deserve shit! Let's not punish companies willing to put forth money into a great idea by making them pay some lazy ass moron who payed a small patent fee to patent his idea of clapping to turn on a light.

    1. Re:Huge Patent Issues by alen · · Score: 4, Insightful

      But isn't this going to punish the small inventor that may not have the financial resources or VC contacts to profit from their ideas?

    2. Re:Huge Patent Issues by Kenja · · Score: 3, Insightful

      So only large corporations that can afford R&D labs should be able to get patents? Thats sort of the opposite of what patents where intended for. You patent the idea, and then go and find someone to back the project and produce the prototype.

      --

      "Have you ever thought about just turning off the TV, sitting down with your kids, and hitting them?"
    3. Re:Huge Patent Issues by Kenja · · Score: 2, Insightful

      So his "backer" would get the patent. The inventor would get nothing. Once again, not a great way to encourage individual inventers. Since the idea behind patents is to stimulate the creation of technology and ideas, limiting patents to those who can afford to build a prototype seems counter productive.

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      "Have you ever thought about just turning off the TV, sitting down with your kids, and hitting them?"
    4. Re:Huge Patent Issues by DerekLyons · · Score: 2, Insightful
      Let's say the internal combustion engine was an idea some guy patented a long time ago. Then, the invention was passed over by legit companies actually want to manufacture this idea because of the vast royalties they'd have to pay some guy with an idea he had while taking a shit. Where would we be today? Damn, where did I park my horse and buggy...
      Where would we be today? Probably not so different in your imaginary world as this real one; patents expire (unlike copyrights).
    5. Re:Huge Patent Issues by silentbozo · · Score: 2, Insightful
      I think the point was the companies may have also "invented" the engine, but when they went to take it to market, the "puny inventor"'s legion of lawyers (he sold the idea to a pure-ip portfolio company) said that all the money the companies spent didn't mean squat, since they (the guys who now own the "puny inventor"'s invention) were there first.

      Itellectual property rights are important in a capitalist society. Without being rewarded for work, less work would be done and society would be worse off.

      On one hand this is true - without new material/inventions, society would stagnate. However, prior to copyrights and patents, we still had magic combos of herbs and spices (or heating times and types of quenching materials) that made a particular merchant's chicken or cold steel better, and more valuable than everyone else's. The way they protected their products/processes was with trade secrets, which is still valid today, and widely used for formulas (like Coca-Cola) that the inventor does not wish to disclose.

      The whole idea behind patents and copyright is that we'll reward you for a fixed time (ie, with a legal monopoly) IN EXCHANGE for widely publicising your invention or creative work (and allowing free copies once your legal monopoly runs out.) Monopolies, especially government granted ones, run counter to Adam Smith's arguments (from an essay on Adam Smith's philosophies:)
      Smith set forth two linked and indispensable conditions to be met if the economic system he described were to work: There must be free movement for all in the system so that each man might seek the best opportunity for his labor or resources. And there must be free competition among all, for the buyer's shilling, for markets, for labor and for jobs. There must be no monopolies or combinations in restraint of trade or limiting entry into new fields, and no government-granted privileges for a favored few.
      Besides, if it was necessary to compensate an inventor or writer for their work in order to produce a vibrant society, how do you explain the massive industries in China, Taiwan, and India, which were originally built on copying someone else's work? They still consumed raw materials (which had to be bought), still employed employees (who spent their paychecks), and sold to consumers (where the product fulfilled a need), all for less than the original product sold for (I'm assuming.) I'm not saying this kind of copying is healthy in the long run (most of those industries have since moved on from copying someone else's IP to generating it, much as the United States went from copying stuff from the European continent to originating it), but it certainly sparks the kind of competition upon which capitalism is based.
    6. Re:Huge Patent Issues by zero_offset · · Score: 3, Insightful

      A utility patent is the full-blown patent. Right now, getting one can be as cheap as about $4000, but it can run up into the $15K range. It depends on a whole bunch of factors.

      What most regular folks do (e.g. individuals who aren't a patent factory like IBM, 3M, GE, etc) is file for a provisional patent. This is a relatively cheap process (in the neighborhood of $1500) which protects the basic idea for one year, with the intent of allowing you to file changes (improvements) to the basic claim. That's the INTENT -- because changing a "real" utility patent is very time consuming and expensive.

      What most people actually use the provisional patent for is to protect their idea while they shop it around to investors and licensees. Then you make it a condition of the licensing that the first licensee pays for the full-blown patent expenses (or something along those same lines).

      But it should actually be pretty rare for the expenses to run as high as $10K. (I happen to be in the process of patenting something, and luckily a friend of mine is a patent attorney.)

      --

      Slashdot quality declines as the number of hot grits posts decreases. - Provolt's Law, Apr-09-2005

  3. If it's so poorly researched, by empaler · · Score: 3, Insightful

    Then why the hell do companies have to write 'Patents Pending' on their products for decades? You'd think that incompetency of this sort would speed up the process.
    "Did a search on Google for some of the keywords in their description, but only a few thousand webpages came up... Patent Granted, next!"

  4. On the inside by Mateito · · Score: 4, Insightful

    Sorry to disagree with the article, but the best way to get an inside look at a patent examener is with a blunt object.

    Yeah, I know its a hard job.. but even the worst fuck-up gets it right once in a while.

    The solution is simple. Pay the experts what they are worth to do the job. Just like they should with teachers. Its never going to happen.

    There is way too much money to be made in having IP control over an uneducated populace.

  5. Re:Possible Solution by cbcbcb · · Score: 4, Insightful

    No. That way the chances of getting a patent approved are proportional to the number you submit, so big companies would file more, and smaller companies and sole inventors would be essentially unable to get patents.

  6. Re:Give them a zero budget. by Peyna · · Score: 3, Insightful

    "To promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries;"

    - US Constitution, Article I, Section 8.

    Good luck getting that changed anytime soon.

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    What?
  7. Re:salaries by Anonymous Coward · · Score: 1, Insightful

    Or perhaps it's because it's in DC. Or perhaps it's because the vast majority of people don't get $71k starting off.

  8. Re:Suggested Patent Reform: Require working model by Peyna · · Score: 2, Insightful

    So if I come up with some great idea, what is my motivation to share it with someone who can make it into something? Since I can't patent my idea, I have nothing to gain, and therefore short of some great sense of obligation to humanity why should I share my idea?

    The point of patents is that they give an incentive to invent by giving the inventor a time-limited monopoly on their idea. If there is no incentive to invent, why bother?

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    What?
  9. Re:Hamstrung When Looking for Prior Art? by DeadVulcan · · Score: 2, Insightful

    As best as I can tell the examiners are limited to prior patent applications and official publications in searching for prior art. Little room seems to be reserved for common sense.

    I dunno... "Official publications" could cover a heck of a lot of ground...

    And besides, it's probably awfully hard to place a reliable date on unofficial publications... whatever that would mean. They have to guard against fraud.

    What do you mean by "common sense?"

    --
    Accountability on the heads of the powerful.
    Power in the hands of the accountable.
  10. Re:salaries by Anonymous Coward · · Score: 1, Insightful

    To get the 70k you most likely have to be an experienced worker in a technology field with a PhD who is already making 70K or better.

  11. Re:Ronco Spaghetti Drainer by Anonymous Coward · · Score: 1, Insightful

    I believe, the idea is that if the claim is very short, the resulting patent will probably be too broad, and/or generic. They want you to be specific enough that the patent is specific.

  12. Re:Patent Examiners by Anonymous Coward · · Score: 2, Insightful

    The Patent Bar is the hardest fucking test I've ever taken (and I passed 1st time, BTW). I'd rather take 5 state bar exams than take the USPTO exam again.

    Example question (paraphrased):
    Below are 5 obscure sentences taken from somewhere in this New York Yellow Pages sized book (the MPEP). We have inserted the word "not," or changed the word "or" to "and" in 1 sentence. You have 2 minutes to figure out which sentence we altered.

    It is a sadistic test that tests nothing about your knowledge of patent law. It merely tests your ability to find a needle in the haystack known as the M.P.E.P.

  13. Change patent office funding by Stephen+Samuel · · Score: 2, Insightful
    They should change the way that the patent office is run. They should get a base ammount, based on how much work they're doing now, then they should only get to keep money for patents that they deny.

    That should at least give them some incentive to not pass questionable patents or even opaque ones.

    --
    Free Software: Like love, it grows best when given away.
  14. Re:Patent Examiners by Anonymous Coward · · Score: 1, Insightful

    The parent post is total garbage. Like it's bad to ensure that someone who will be able to represent anyone before the Patent Office knows something about their process?

    I can believe state bar exams don't matter when you've got a shingle out and will work on anyone's will, custody case, criminal defense, whatever, but to suggest that knowing the front and back of the source of 90% of the junk you need to know to get the application through is too hard on you, that's just laziness.

    I mean, I certainly wouldn't want to hear 'oops, we got a notice of abandonment, I guess it's over.' I'd rather hear, 'well, I'm quite familiar with the CFR sections on reviving abandoned applications, as well as the MPEP sections where the standards for evaluating those submissions are discussed, I think we might be able to do something.'

  15. Why wouldn't you? by mdfst13 · · Score: 2, Insightful

    "why should I share my idea?"

    Why not? If you aren't going to implement it, why not share it? Right now, it costs thousands of dollars to put through a patent application. If you think you might get a patent, you have a strong incentive not to tell anyone (hard to prove that they didn't have the idea first if they file first). Thus, the current system provides a strong incentive for people who do not have the resources to get a patent to keep quiet.

    How many patents are actually sold that way? How many individuals pay thousands to get a patent, find a manufacturer, get the item made, and sell enough to recoup their investment? Don't forget to include the opportunity cost (you could have been flipping burgers at McDonalds) of all the man hours of finding a manufacturer and distribution channel.

    If this was a valid path to riches, then all those invention submission companies would pay to get the patents for you and split the proceeds. Instead, they want you to pay $6000 to them to patent the idea and "try" to find a buyer. Instead of making money off licensing, they plan on making money off gullible "inventors." Even with the ability to cherry pick the good ideas, apparently patents can't even provide a reasonable return with any consistency.

    Note how IBM and other big companies use patents. To protect their research? No, to keep other companies from patenting things and holding them up for ransom. They invent things to use them and patent to keep others from keeping them from using their invention. The guy who ran IBM's patent licensing division was considered innovative for coming up with the idea of licensing some of these defensive patents for some extra cash. Even so, IBM still does not make enough from licensing to cover the research costs.

    The point of invention is not to license the patent. The point is to improve your own product. Most inventions will occur in engineering on existing products.

    Look at the 1-Click Shopping patent. Would Amazon have implemented 1-Click Shopping without the patent? Of course they would have. It enhances their business by improving their customers' experience. Even if they knew for certain that it would lead to all their competitors adopting it, they still would have (i.e. no competitive advantage).

    The only area in which patents are a requirement for distribution is pharmaceuticals. The expensive trials required to get FDA certification cannot be funded without patent protection (or equivalent).

    My cousin's wife has an idea that she would like see implemented. In the current system, she keeps quiet in the hope that someday she'll be able to patent it. Without patents, she would have no incentive to keep it quiet and would talk it over or send an email to the appropriate manufacturer in the hope of getting a few free samples (it's a disposable product, so individual items are very cheap).