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MIT Releases Swartz Report: Instead of Leading, School Was 'Hands-Off'

curtwoodward writes "MIT's long-awaited internal investigation into its handling of the Aaron Swartz prosecution has been released (PDF), and it's massive — about 180 pages, not counting the reams of supporting documents. And although the report's authors say they were told not to draw any conclusions about MIT's actions — really — they still gently criticized the university. Swartz, a well-known activist, killed himself earlier this year while being prosecuted for federal computer crimes after he improperly downloaded millions of academic research articles. MIT remained notably 'hands-off' throughout the case, the internal report notes, despite requests that it defend Swartz or oppose the prosecution, and ample opportunities to show leadership. The report quotes an MIT official: 'MIT didn't do anything wrong; but we didn't do ourselves proud.'" Swartz's partner, Taren Stinebrickner-Kauffman, calls the report a whitewash.

29 of 127 comments (clear)

  1. Gee, I expected different results....! by icebike · · Score: 5, Insightful

    Can there be any surprise here?
    An internal investigation, with nobody sworn in, and no subpoena power, finds the institution that empowers it blameless.

    Lets have an investigation of why they wasted the money doing this investigation. No doubt that will find no fault either.

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    1. Re:Gee, I expected different results....! by i+kan+reed · · Score: 5, Insightful

      Cynical. Very cynical. Not really wrong, but it misses subtlety. In this case we have a government with a heavy-handed response to an active resistance protest. It looks terrible, because it got a political activist arrested for what wasn't intended to do harm. It doesn't matter what others involved did, the blame rests with the DoJ for "cracking down" on a crime that was meant to do no harm.

    2. Re:Gee, I expected different results....! by AuralityKev · · Score: 2

      It's turtles, I mean investigations, all the way down. Unless it was an external non-related investigating body doing the work, I sincerely doubt the veracity of their conclusions. You'd think the most scientifically advanced (okay, arguably) place of higher learning in the world would have tried to remove any perception of bias on the part of the investigating body. Hire an outside firm at the very least.

    3. Re:Gee, I expected different results....! by Anonymous Coward · · Score: 2, Funny

      Let's ask Jesus.

      Jesus says martyrdom is ok with him, that the automatic disdain for those who commit suicide is a terrible reflection of a desire to judge people and ignore their problems rather than embrace them with the spirit of love which he endorsed.

    4. Re:Gee, I expected different results....! by Score+Whore · · Score: 3, Insightful

      Not to mention that he wasn't a student at MIT.

    5. Re:Gee, I expected different results....! by sribe · · Score: 4, Interesting

      Why exactly should your college defend you when you comit a crime?

      Well, it wasn't even his college...

      But what he did should most certainly not be a crime (just a civil tort instead), and he was charge not just with the "crimes" he committed but a number he most certainly did not commit, and MIT was in a position to know for a fact that the charges were wildly exaggerated, and universities are supposed to represent and defend academic freedom, and as an alum I am deeply disappointed in the administration's behavior.

    6. Re:Gee, I expected different results....! by danceswithtrees · · Score: 5, Interesting

      Forget the masturbatory self-congratulation that is this report. They almost certainly have something to hide. A reporter at Wired submitted a FOIA request for Aaron's Secret Service file. A judge OKed the release of the file but then MIT intervened to block the release!

      See http://www.wired.com/threatlevel/2013/07/mit-swartz-intervene/all/1

      Supposedly, it is _extremely_ rare for non-governmental entities to block FOIA requests. There must be something in there that MIT doesn't want to see the light of day.

    7. Re:Gee, I expected different results....! by danceswithtrees · · Score: 2

      It could easily be the name of the secretary that processed the relevant paperwork. The main legitimate reason to deny a FOIA request is if the documents make reference to someone who is still alive who might face danger or harassment if their name is released.

      Try RTA. The names of third parties would have been redacted as SOP for FOIA releases. Try again?

    8. Re:Gee, I expected different results....! by achbed · · Score: 2

      Not entirely true. His father is an alumnus, and works there to boot. So he had reason and opportunity to be on campus anyway. That does not make him a student or faculty member, it does make him "legacy" according to most every college I've ever been associated with. These guys are usually given the benefit of the doubt.

    9. Re:Gee, I expected different results....! by tnk1 · · Score: 4, Insightful

      MIT has a responsibility to defend someone who broke into one of their closets and installed a device?

      Oh sure, academic freedom and all of that.

      Seriously, though, I can't even imagine why they'd want to encourage that. Maybe not throw him to the sharks, but why is it MIT's responsibility to save him from his own plan?

      I do agree that he wasn't a kid, although I think everyone wants to treat him that way. Probably because see him as a poor broken bird due to suicide.

      Aside from that, though, that doesn't mean I agree with the way the prosecution was handled. That's classic Federal overkill. He was definitely guilty of trespass and probably some civil stuff, but I can't see why they'd go farther than that. Still, breaking the law is always a very, very dicey prospect as a method of protest, even in more benign jurisdictions, and he should have known that.

    10. Re:Gee, I expected different results....! by Em+Adespoton · · Score: 2

      Can there be any surprise here?
      An internal investigation, with nobody sworn in, and no subpoena power, finds the institution that empowers it blameless.

      Lets have an investigation of why they wasted the money doing this investigation. No doubt that will find no fault either.

      There's no surprise here -- you obviously didn't read the report. Just going to the findings/questions sections is very illuminating.

      First off, this investigation was called by the president of MIT, but was only partly internal.

      Second: MIT wasn't found blameless in the findings (it's even in TFS).

      Thirdly, if you read the President's report or the prolog to the report, you'll see that the report wasn't about finding MIT guilty of anything, it was to get a third-party summary of what actually happened and who did what. I found it pretty balanced.

      Fourthly, the report suggested things that not only MIT, but ALL academic institutions should form policy on NOW -- and used as one of its main areas that of biochemistry IIRC.

      Fifthly, even though Swartz wasn't a student, the report faulted MIT for their treatment of him as "not a student" as well as their not waiting for this finding to kick off the external investigation -- he was obviously a member of the larger MIT community, which the report says needs to be better defined than it currently is (as currently, someone who isn't staff/student/faculty is considered "not MIT" and so gets treated less leniently).

      It's too late for Aaron. However, if people in academic decision-making positions read this report and act on it, it could go a long way towards having a repeat occurrence. The report even points out that 1994 had a similar case at MIT, but that nobody in current decision positions seemed to know anything about the previous case, or even know to look for that information.

      Anyone looking for this to be some sort of a fault-finding "send the president of MIT to jail for gross misconduct" thing is going to feel gypped. But as a report, I appreciated its findings and overall view of how the university setting is different from activities in the general public.

    11. Re:Gee, I expected different results....! by Em+Adespoton · · Score: 2

      It's turtles, I mean investigations, all the way down.

      Unless it was an external non-related investigating body doing the work, I sincerely doubt the veracity of their conclusions. You'd think the most scientifically advanced (okay, arguably) place of higher learning in the world would have tried to remove any perception of bias on the part of the investigating body. Hire an outside firm at the very least.

      That said, have you read the findings of the report? I don't think you'd want to doubt the veracity of some of their conclusions... they actually sound a lot like what I sometimes consider "rants" on slashdot... talking about protecting the hacker community, preventing chill, encouraging freedom of academic investigation, even for people not directly related to the institution, etc.

      The paper has some great recommendations, and I hope they get followed, not just by MIT, but by any other educational institution wanting to avoid this kind of situation in the future. This thing should actually be required reading for anyone dealing with policy and legal action at an educational institution; there's lots of food for thought and questions that should be answered by policy or hiring decisions.

    12. Re:Gee, I expected different results....! by jbolden · · Score: 2

      The prosecutor set out to terrify him to the point that he would see no alternatives and no hope. The prosecutor was successful. I don't have much problem in considering terrifying someone into killing themselves to be manslaughter.

    13. Re:Gee, I expected different results....! by jxander · · Score: 2

      Responsibility: No.

      However lets look at this from the perspective of human decency. If, for instance, a stray dog took shelter on your porch, do you have any responsibility to protect it from the neighborhood bully that's chasing it with a baseball bat? Hell, the dog is trespassing. Breaking the law! Hand it over to whoever is pursuing it and let the punishment commence. As you watch the animal getting battered and beaten, does that make you a bad person?

      Or do you just keep telling yourself : Not my responsibility

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    14. Re:Gee, I expected different results....! by tnk1 · · Score: 2

      Uh. Dogs don't trespass. And the "bully", (ie. The Government) was chasing Swartz *after* he trespassed, not before.

      I know what you think you're saying, but it's not the same thing. It's more like someone trespassing, you calling the cops because you heard someone outside messing with your wiring, and then watching some kid being shoved in the back of a police car under arrest in cuffs. You probably had no intention of having the boy next door dragged away in cuffs for simply hooking up to your cable TV or something, but you certainly don't want people fucking with your stuff either.

      I don't like what happened to Swartz, but I find the idea that the actual victim of a crime (albeit a minor one) is now responsible for saving the perpetrators life... from himself.

      Let's be clear, Aaron Swartz would be alive today if he didn't kill himself. And he probably wouldn't have killed himself if he decided that it was wrong to go about his action in quite that way. Sure, MIT might have stopped the situation, maybe. And maybe I could have killed a butterfly, which would then have a chain reaction effect that would have melted Carmen Ortiz's cold, cold heart. In both cases, I'd say our level of responsibility would be about equal.

  2. improperly? by Anonymous Coward · · Score: 5, Informative

    "Swartz, a well-known activist, killed himself earlier this year while being prosecuted for federal computer crimes after he improperly downloaded millions of academic research articles." (emphasis added)

    Given that: 1) he wasn't convicted; 2) the journals in question didn't have the right to the works they were selling access to (the authors were generally funded by university/public money, and thus did not hold the copyright and thus could not transfer the rights to the journal); 3) its even debatable if he violated the TOS (he was apparently doing a research project related to the papers, presumably some sort of meta study, which could might be acceptable use for millions of papers), it seems inaccurate to say his downloads were "Improper".

    I personally think his actions were perfectly acceptable, proper and legal.

    1. Re:improperly? by GameboyRMH · · Score: 4, Insightful

      If anything he was properly releasing information that was improperly withheld.

      --
      "When information is power, privacy is freedom" - Jah-Wren Ryel
    2. Re:improperly? by GodInHell · · Score: 5, Insightful

      The journals in question didn't have the right to the works they were selling access to (the authors were generally funded by university/public money, and thus did not hold the copyright and thus could not transfer the rights to the journal);

      This statement has no basis in the law of the United States, it is mere sophistry posing as a postulation of fact. University authors (even publicly funded ones) retain rights to their own work. They're the author. You are confusing by degree restrictions placed on what is patentable for what is copyrightable - they are not the same, restrictions on one don't cross to the other - and there are very VERY few strings attached even to patenting work funded by public monies in the United States.

      It is not debatable that he breached the TOS - because he was not a student or faculty (or even invitee) of MIT. Those terms of service posted at MIT's site include that you must be a student/faculty/staff to access JSTOR. JSTOR saw that someone at MIT was systemically downloading every journal in their database -- they asked MIT to look into it. MIT did. MIT took steps to stop whomever was downloading the journals from doing so - Swartz then designed around that limitation - leaving a laptop hidden under a box in a closet. MIT found the laptop and put a camera there -- they saw Swartz enter the closet (taking steps to hide his face while sneaking in to engage in his -- what did you call it "meta study"). When a police officer approached Swartz, he fled (itself a criminal act) and was arrested in the middle of trying to ditch the hard drive full of data.

      So, he traveled to MIT from the campus where he was on staff (and had access to JSTOR there), hid a device on campus to downloand the files, hid his face as he came and went, fled from police, and tried to ditch the stolen items when he was accosted. There is a serious question whether or not Swartz knew what he was doing was against the law? Seriously? Not buying it.

  3. Timing by OECD · · Score: 4, Informative

    If MIT is at all serious about implementing any reforms to stop this kind of tragedy from happening again, it must stop objecting to the release of information about the case. Which they will probably do, now that they got "ahead of the story."

    --
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  4. Regarding Taren Stinebrickner-Kauffman's response, by barlevg · · Score: 2

    I actually had no idea that JSTOR urged against prosecution. It seems that if anyone were the "victim" of Aaron Swartz's act, it would've been them--the most MIT could complain about would've been a momentary spike in their bandwidth usage. Not that I wasn't enraged by this whole situation already, but that just strikes me as bullshit.

  5. Re:improperly downloaded articles? by Anonymous Coward · · Score: 5, Insightful

    They were pay-walled (by journls who claim copyright from authors who did them as works for hire and thus didn't have the copyright to transfer). He downloaded them for free from a university that had payed a license (with a laptop hidden in a closet). There was TOS involved (which he may or may not have violated), which violating is a felony (due to an obscure and unconstitutional law).

  6. "Aaron would be alive today if MIT had acted..." by timeOday · · Score: 4, Interesting

    So states the linked response by Taren Stinebrickner-Kauffman. Lately there has also been a lot of sympathy expressed for people who committed suicide after being bullied, gay-bashed, or slut-shamed. This could have bad effects. I think we should heap shame on those who did wrong (the bullies/bashers/shamers), rather than pity on those who killed themselves, since doing so makes suicide a very real and potentially attractive lever of power for young people. Suicide is contagious.

  7. "We want a review, but don't review our actions" by Chris+Mattern · · Score: 4, Insightful

    "Because we're not doing a review to correct any possible problems, we're doing a review so that we can tell people we did a review and didn't find any problems.

  8. All the important facts are ignored. by intermodal · · Score: 2

    A young man is dead because the government set out to destroy his life over some documents. Beyond that, very little matters at this point.

    --
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  9. More background, New yorker article has more depth by citylivin · · Score: 5, Insightful

    If you are interested, a few months ago the new yorker had a great article detailing exactly what happened here with first hand interviews with most of the players. You can then make your own decisions.

    Requiem for a dream: the tragedy of aaron swartz

    What I got out of the article was 1) He was not trying to "make a statement" with his "hacking" action, but that was how the government portraited it. 2) He was very ecentric, and primarily seems to have killed himself because of what the legal action would have done to his future career. He had aspirations of running a foundation or becoming active in politics, and he felt that having a criminal record crippled his future. 3) One of the tipping points was having many of his personal correspondences subpenaed, as he was a very private person, which the government did solely to embarrass him, by making him and his girlfriends correspondences over the years, public.

    In the end though, I think he just over reacted. His suicide was his doing and no one elses. Sometimes life will try and break you down and if you give up, then you die. I think if he had more robust coping strategies he could have seen that this was just a speed bump on the road of life and not over reacted by killing himself. The "crimes" he committed were not really that bad, and prosecutors are going to be mean and aggressive - that is their job. However of course, I was not in his shoes, so who am i to judge.

    It is really just a tragedy.

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  10. Re:Regarding Taren Stinebrickner-Kauffman's respon by Trepidity · · Score: 2

    I think JSTOR was taken aback by their sudden role in the case and has made some good moves since (starting with the decision to oppose prosecution in that case).

    There are a substantial number of librarians there, who tend to have fairly civic-minded views, and see themselves as on the pro-information-dissemination side of things. The main counteracting forces are: 1) for post-1923 journals, the journals rather than JSTOR ultimately own the copyright, so JSTOR has to work with them to be allowed to digitize them at all (and has perhaps in the past been too deferential to their views); and 2) as a slow-moving, somewhat conservative institution, they're focused more on traditional archival questions like how to preserve things for posterity, and what kinds of revenue streams will support that, and less on broadening current access.

    In the time since the Swartz case, they have made all out-of-copyright issues freely available, which is a move they could make unilaterally, and is a big increase in the amount of old journal content now available online, in high-quality scans with good metadata.

  11. Re:More background, New yorker article has more de by Anonymous Coward · · Score: 2, Insightful

    He did have a robust coping strategy. The government simply stripped him of it. Thats why the case is fucked up.

    If I tell the media to publicize the possibility that you broke into a school, stolen millions of dollars of 'confidential' information and convince your family, friends and anyone else around you that you're already guilty; what kind of coping strategy are you left with?

    Oh and your personal assets have been frozen and you're now being watched by the authorities/media, so you can't run away. Oh and your ISP cut off your internet connection so you can't steal any more data/talk on Slashdot/online with anyone about it either, you evil hacker. Oh and you're probably going to jail, not counting time spent in the county jail/interrogation room(s). For over 20 years (maybe). Not that it matter now that you've been kicked out of school (kicked out for possible criminal activities? That will look good on a resume). And on the verge of becoming a convicted felon (cause copyright infringement!).

  12. What was MIT's duty here? by BitterOak · · Score: 4, Interesting

    As far as I know, Aaron Swartz wasn't even a student, faculty member, or employee of MIT, so why does MIT have a duty to defend him? He was arrested for trespassing when he was in a networking closet where he had no business being. If someone breaks into your home, do you have a duty to defend them if they're prosecuted, even if they're being prosecuted over-zealously?

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  13. "didn't do anything wrong" by FuzzNugget · · Score: 2

    Would it be wrong to walk right by, completely ignore and not even dial 911 for a bloodied driver in a car wreck when you're the only one who could help? Would it be wrong to ignore the sight of several police officers ruthlessly beating on someone in the street if you had a camera in hand (or in pocket, as we all do) and were obscured enough that you could guarantee your own safety? If you see a child about to unwittingly run off a cliff and don't even do so much as say, "Hey kid! Watch out!", would that be wrong?

    There are lots of hypothetical situations where we could say we didn't do anything wrong. But when you willingly neglect to do the right thing, especially when it carries no potential of harm you, it amounts to the same.

    Maybe they didn't actively participate in any wrongdoing, but they are guilty as hell of willful ignorance.