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Hoax-Proofing the Open Access Journals

Frequent contributor Bennett Haselton writes: "A Harvard biologist was able to get an intentionally flawed paper accepted for publication by a number of open-access academic journals, included that had supposedly been vetted for quality by advocates of open access. It seems the problem could be mitigated by consolidating journals within a field, so that there are much fewer of them, publishing much more articles per journal -- so the review processes take the same amount of labor, but you have fewer journals that have to be audited for procedural honesty." Read on for the rest, including his idea to solve the problem of fraudulent submissions (or even just sub-par science) through simplification.

Harvard biologist John Bohannon wrote about his experiment in an article published by Science Magazine. He submitted his deliberately bogus paper to 304 open-access publishers, including 183 that were listed in the Directory of Open Access Journals (DOAJ), which Bohannon calls the "Who's Who of credible open-access journals", and whose quality is supposedly vetted by the DOAJ staff.

Of the 304 open-access journals targeted by the sting, 60% published the paper. I think this mainly just shows that the average quality of open-access journals may always be low, but that's not surprising since anyone in the world can set up an "open access journal". That shouldn't be relevant to the reputation of the best open-access journals. If the best open-access journals acquire a reputation for high standards and proper peer review, then that will attract high-quality papers, whose publication will reinforce the reputation of the journal, which enables it to confer prestige on the papers it publishes, which in turn will continue to attract high-quality papers. The existence of other open-access journals with crummy standards, should be irrelevant.

What's more disturbing, is that of the 183 journals listed in the Directory of Open Access Journals, 45% of those published the paper -- which, according to Bohannon's article, surprised and disappointed the DOAJ founders. But perhaps if you're maintaining a database of thousands of allegedly reputable open-access journals, there's no way to make sure that they're all telling the truth about their standards and their practices. At a quick glance, all you can really say is that they would be good-quality journals if they're telling the truth about how they operate, but it's hard to tell from the outside whether they're being honest.

So perhaps a different solution is that we don't really need a huge number of good open-access journals. Rather, in each field, you could get by with a small number of "super-journals" which have a lot of reviewers on file, and which publish a high number of papers but apply uniformly high standards across all of them.

Consider: you have two journals, A and B. Each has their own non-overlapping database of 20 reviewers. When they receive a paper, the standard practice for each of them is to send the paper to 3 randomly chosen reviewers in their database. Each one receives 10 submissions per month.

Now combine A and B to form one single journal which has 40 reviewers and gets 20 submissions per month, and still sends out each submitted paper to three randomly chosen reviewers. The total amount of work performed by the reviewers, doesn't change. But now, if you're auditing the quality of a journal according to its adherence to its own practices, you only have to audit one journal instead of two. By the same logic there's no reason in principle that any number of journals in one field couldn't be subsumed into a few behemoths, which apply uniform standards across all their papers.

You could do this without waiting for the traditional system to be dismantled. Somebody in the field just assembles a list of people to be peer reviewers for the "virtual super-journal". That list is public, so that anybody can audit it and see that it consists of people with a credible reputation in their field. Anyone who pays the (nominal) fee can submit a paper to the VSJ, which sends the paper to a random selection of n reviewers from that list. If the paper "passes" the test, then it gets the stamp of approval of the VSJ, which says, "This paper was judged to be good by a majority of a random sample of reviewers on our list, and you can see from this list that the quality of our reviewers is pretty good."

And suppose someone wants to publish their paper in some other journal XYZ, and they also want to publish it in the VSJ just to get a certification of its quality, but journal XYZ doesn't allow them to simultaneously submit it to another journal for publication? In that case, you can still submit your paper to get the stamp of approval from the VSJ -- just pay the normal reviewing fee, and if it passes the VSJ's review process, they can list the paper on their website, saying, "This paper was judged to be good by a majority of our reviewers. We can't actually publish the paper here, because some other journal XYZ has exclusive publication rights, but you can view the paper at this link in this other journal." You still have the self-reinforcing cycle where the VSJ's stamp of approval maintains high standards, which attracts high quality papers, which reinforce the reputation of the VSJ's stamp of approval. There's no part of that cycle that requires the VSJ to actually "publish" the paper itself.

And people could subscribe to the VSJ's "stamp of approval" feed the way they subscribe to any other publication -- the VSJ can send out the papers themselves that they have the right to publish, or links to papers in other journals, saying, "This paper got our stamp of approval, and follow the link to read it here."

You could even use this process to do a "hit job" on someone else's paper that got published in another journal, but which you think is too low-quality to have been published. You can submit it to the VSJ and if the VSJ rejects it, you can ask them to list it as a paper that failed their review process. (Whether or not the VSJ would give you the option of doing this, may depend on their policies. It "sounds mean", yes, but academics are supposed to keep each other honest. I've never heard of a traditional journal doing that -- calling out a paper published somewhere else and saying, "This sucked, we never would have published it.")

There should probably be multiple open-access journals (or Virtual Super-Journals) within each field, so that the competition between them keeps them honest. But there's no reason to have such a huge number of them that the Directory of Open Access Journals can't keep track of what they're doing.

20 of 114 comments (clear)

  1. This seems overly complex. by Joining+Yet+Again · · Score: 4, Informative

    Surely the solution is to have people who understand the papers actually reading them. And if nobody among you understands them then you don't accept them.

    And if you don't do that, you don't really have an academic "journal", just a blog.

    1. Re:This seems overly complex. by svyyn · · Score: 2

      I'm an ecologist. 2-4 hours sounds about right. It takes longer if they're using some fancy new statistic, or if it's not really my subfield, or if it's a particularly long and complex paper. Many papers get a 'reject' with much less time.

  2. Why the hell not? by srussia · · Score: 3, Funny

    It works for /.

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    Set your phasers on "funky"!
  3. Economics by mysterons · · Score: 2

    A major problem with open-access journals is that there is no motivation for them to reject submissions, If anything, the more they publish the more money they make. Likewise, peer reviewers (at least in my field --natural language processing and machine learning) are never paid to review them. This is not a good combination. I cannot see any reason for journals nowadays. Either publish in conferences (which in some fields are competitive and very tightly reviewed) or better still publish them on arvXiv and have some kind of citation / comment system as a way to crowd-source quality control.

    1. Re:Economics by TWiTfan · · Score: 2

      Yep, a lot of these "journals" are the academic journal equivalent of diploma mills. They accept any piece of garbage you submit to them, then you get to add said piece of garbage to your resume/c.v., postdoc/grant/tenure application, etc.

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  4. Maybe, the "greedy" journals have a point by mi · · Score: 2

    The established publications — often denounced as "greedy" for having the audacity of wanting to get paid — do add value, after all?

    Next in the news: a private farm's crop beats the yield of a communal field.

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    1. Re:Maybe, the "greedy" journals have a point by i+kan+reed · · Score: 3, Informative

      Except those paid journals have also had serious hoaxes foisted on them. You have to go to really really really really big journals like science or nature before there's enough credibility to protect against fraud.

    2. Re:Maybe, the "greedy" journals have a point by tinkerton · · Score: 2

      AFAIK the protest against Elsevier was not about them wanting to get paid but about monopolies. Monopolies tend to want just a bit more than getting paid.

    3. Re:Maybe, the "greedy" journals have a point by Linzer · · Score: 4, Interesting

      Except those paid journals have also had serious hoaxes foisted on them. You have to go to really really really really big journals like science or nature before there's enough credibility to protect against fraud.

      Actually, no journal is fully immune, no matter how prestigious. Worse than that, top-notch journals like Science and Nature require sensational stories, which makes them more likely to publish skillfully hyped-up reports than honest ones that acknowledge their own limitations. The best science is often found in mid-range journals that accept longish and seemingly boring manuscripts, with nothing swept under the rug.

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    4. Re:Maybe, the "greedy" journals have a point by i+kan+reed · · Score: 2

      Well, credibility is probably the wrong word. It's Linus' "enough eyeballs" principle in paper form.

  5. Discredit the scientists by areusche · · Score: 2

    It doesn't matter if it is an "exclusive" journal or one that is open access. If a scientist submits fake data to a publication, shouldn't the scientific community take the time to verify his results? I'm pretty sure that had he just made up his findings someone somewhere would have called him on it and his cred amongst his colleagues will go down the toilet. Isn't this how cold fusion was proven false?

  6. harvard Hack-ologist John Bohannon by Uberbah · · Score: 4, Informative

    Notice he only submitted his fake papers to open access journals. As a scientist, and especially as a biologist, he's perfectly aware of the importance of control groups. If he were honest, he would have submitted the same papers to closed, for-profit journals as well, even if it cost him money to do so.

    1. Re:harvard Hack-ologist John Bohannon by king+neckbeard · · Score: 2

      Science published the article on his clearly unsound research, which provides some data on for-profit journals as well.

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  7. Wrong from the start by Sarten-X · · Score: 4, Insightful

    you have fewer journals that have to be audited for procedural honesty

    Taking this to its logical conclusion, a monopoly is the most honest organization, right?

    Once one of these "fewer" journals has an established reputation, it can obscure its procedures and refuse to be audited, while it turns corrupt for profit. Since it's still a well-known journal (because who really has time to monitor the procedural audits, anyway?) it will still get the submissions and readers, and it will stay relevant for many years after "everybody knows" its' corrupt.

    --
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  8. Re:Harvard biologist commits Fraud better title. by RDW · · Score: 5, Insightful

    He didn't set subtle traps that somehow slipped past vigilant reviewers. He included deliberate, very basic, glaring errors that showed no meaningful peer review had ever taken place. It's more like being fleeced by a con artist with 'This is a Con!' tattooed on his forehead - if you're taken in, you really only have yourself to blame.

  9. Traffic Light System by Anonymous Coward · · Score: 3, Interesting

    Modern journals are all online. So, it would be easy to provide a traffic light system that indicates if a reference is found to be fraudulent or incorrect. In a correct paper, all references would have a green background. If one of those papers was found to be incorrect by a 3rd party, it would be flagged and its colour changed to amber. This would propagate to all papers that make a reference to that paper and the entire chain would become amber. This would force all authors to update their papers, or the author of the original flagged paper to correct their work. If a paper is just flat out wrong, discovered to be a fake, or fails to be updated after a period of time in amber, it would become red, which again would propagate to every paper that uses it as a reference.

    This will keep the chain of dependencies clean throughout the entire scientific world and minimise the impact of improperly peer-reviewed work.

    1. Re:Traffic Light System by femtobyte · · Score: 3, Interesting

      A little subtlety would be required. In a document I'm working on, a whole load of references are papers containing flat out wrong, erroneous information (honest scientific mistakes, not deliberate fraud, but disproven material nonetheless). In the text, I'm using these as examples of things that have gone wrong in the past history of the field. Would my paper, with its bibliography littered with "red" entries (that I put there because they were "red," in order to comment on the scientific process --- which involves making and correcting mistakes --- leading to the present-day state of the field) be tagged as "red"? What if I reference a paper in which some material has held up under later scrutiny, and other hasn't (basing my work on the more "correct" material)?

  10. What about subscription journals? by Jace+Harker · · Score: 2

    This paper has already been extensively critiqued. To me the biggest problem is that he didn't include any subscription journals.

    Many intentionally flawed or nonsense papers have been submitted -- and published! -- to reputable journals in the past.

    This latest demonstration by Bohannan just shows that the peer review system needs improvement. It does not show whether Open Access journals are better or worse than subscription journals in terms of quality and reliability of content.

  11. Do paid journals never get hoaxed? by Ultra64 · · Score: 3, Insightful

    Of the 304 open-access journals targeted by the sting, 60% published the paper. I think this mainly just shows that the average quality of open-access journals may always be low, but that's not surprising since anyone in the world can set up an "open access journal".

    Is this information really meaningful without a similar test on the paid journals?

  12. Three blind mice. by westlake · · Score: 2

    The Journals all assume that the author is acting in good faith and believes his result. They are 'peer' reviewers, not Police.

    Meaningful peer review demands an intelligent evaluation of the author's arguments and evidence and the clarity with which they are presented. Good faith does not imply good science. Belief does not imply good science. Neither faith or belief implies good writing and sound editing.