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Patent Examiners Flee USPTO

john-da-luthrun writes "Soaring numbers of patent applications for software and business processes is not only leading to the ludicrous patents for the likes of Amazon and Microsoft. The stress of dealing with vast numbers of applications is leading to an exodus of patent examiners from the USPTO, reports FCW.com. A US Government Accountability Office report (PDF) says that the USPTO has made progress in hiring examiners, 'but challenges to retention remain'. The IP Kat blog quotes Jason Schulz of the EFF, who comments that 'The incredible surge of patent applications, especially in the software and internet business method arena, is just crushing them, and the management problems are rising to the surface with greater visibility for those reasons. Where anything under the sun is patentable, it puts an unbelievable amount of pressure on the patent office'."

28 of 387 comments (clear)

  1. Fundamental change is needed... by It+doesn't+come+easy · · Score: 4, Insightful

    A fundamental change will be required to deal with the ever increasing volume of patent applications. I would suggest some form of first level open community review is needed for a first round of patent research and possible elimination based on prior art (you know, as in the Bazaar part of The Cathedral and the Bazaar)...that, and of course outlaw patents on ideas implemented purely by software.

    Of course, to have a public review of a patent application the applicant would need protection against someone stealing the idea before the patent was issued.

    --
    The NSA: The only part of the US government that actually listens.
    1. Re:Fundamental change is needed... by Sepper · · Score: 4, Insightful

      A fundamental change will be required

      I believe the entire Patent idea should be reviewed... Too many stupid ideas can be patented and too many Patent are only issued and never used (like the tabaco companies getting patent on making cigarette less addictive...)

      I, personnaly, don't want to have to go trough several thousand patents just to see if I can run a computer buiness...

      The entire system is on the verge of collape from the sheer volume...

      --
      I live in Soviet Canuckistan you insensitive clod!
    2. Re:Fundamental change is needed... by Citizen+of+Earth · · Score: 2, Insightful

      I would suggest some form of first level open community review is needed for a first round of patent research and possible elimination based on prior art

      We need to be aware that this is the system that is essentially in place now--the patent examiners rubber-stamp bogus submissions and the public sorts it out in court later on. Unfortunately, this current process is very costly to the public reviewers, the industry, and society as a whole.

    3. Re:Fundamental change is needed... by Kirth · · Score: 3, Insightful

      You're right. A "governement granted monopoly" sounds a lot more like soviet russia than like "free market".

      Funny however, that the seemingly biggest proponents of said "free market" and "get the governement out of our lives and businesses" tend to overlook this...

      Some thoughts about this in respect to Patents on lifeforms.

      --
      "The more prohibitions there are, The poorer the people will be" -- Lao Tse
    4. Re:Fundamental change is needed... by mOdQuArK! · · Score: 2, Insightful

      My proposal is a patent auction (I came up with this idea myself...honest - although I can't claim nobody else came up with it either).

      Let there be a fixed number of allowed patents - something reasonably small (1000? 10000?), so that the patent database never grows very large (and is easily searchable, and doesn't infringe so much on normal innovation).

      Anyone who wants can submit a patent application. As each patent slot is freed up due to expiration (or cancellation after successful litigation due to prior art or obviousness), entities (whether people or companies) would submit bids on the various patent applications they want to own as patents.

      The top bidder will end up owning the patent, and the money paid will go to the submitter of the patent.

      Any patent applications which don't end up becoming patents are treated as "public domain" from that point on (as well as being useful as prior art for future applications).

      A few reasons I like this idea:

      1) The relatively small number of patents makes it a lot easier to see if you're infringing anything. Also having a small # of valuable patents makes it harder for people to get patents on really stupid trivial things that a lot of people use in their normal lives.

      2) the bidders will figure out how much each patent is worth

      For a good valuation, they have to figure out stuff like whether the patent is likely to be invalidated easily due to prior art or obviousness, how long the technology will be useful, how hard will it be to implement the technology, what the potential payoff is, etc.

      In any case, you don't have to rely on the dubious expertise of patent examiners, and you can depend on the power of greed so that the bidders will make a best effort to determine what they're willing to pay for a particular patent.

      3) The submitter of the patent will get a potentially big payoff

      *BIG* incentive for submitting patent applications, even for the "little guys" who might be smart but not have the resources to take advantage of their idea.

      From society's viewpoint, this is the best case scenario - the "innovator" gets richly rewarded for contributing, and the entity that buys the patent rights should have the resources to take advantage of the innovation.

    5. Re:Fundamental change is needed... by crucini · · Score: 2, Insightful

      That would largely prevent individuals from getting patents. Sometimes the patented subject matter is way too big or expensive for an individual to build a model.

    6. Re:Fundamental change is needed... by patternjuggler · · Score: 2, Insightful

      A fundamental change will be required to deal with the ever increasing volume of patent applications.

      How about charging the patent applicant the amount of money it takes to actually process the patent (or that amount averaged across all applications for that type of patent). Patents in difficult to determine areas (those requiring a great deal of research, skilled interpretation, or lie in a gray area of patentability) would cost more- a simple mechanical device would be pretty cheap, complex electronic circuitry a bit more, and algorithm and software and business patents millions of dollars.

    7. Re:Fundamental change is needed... by ciscoguy01 · · Score: 2, Insightful

      You apparently don't understand the underlying purpose of patents. They are not there to protect your invention. Not at all.

      The whole purpose of patents is to encourage the discosure of new art. Without patents people would have to keep their discoveries secret, like in trade secrets.

      Since new disoveries kept secret is not in the best interest of the country patents are issued to inventors. In order to obtain a patent the inventor has to disclose their discovery in their patent application, the disclosure is supposed to be comprehensive enough to allow someone who is an expert in the field to duplicate it.

      Patent applications are confidential until granted, which is why there can be no community review of patent applications. Once granted the discovery is public knowledge.

      Thus the patent. It protects the inventor from competition by those that would steal his new invention for 17 years (or less). This is in exchange for his disclosure of his invention in his patent application.

      So the purpose of patents are not to protect the inventor, they are to protect society by forcing the new discoveries to be disclosed, so when they expire everyone can use them. They become public domain.

      It would be better in many ways for new technology to be public knowledge, but no one is going to spend money and time developing a new invention only to have it stolen by competitors immediately. There would be no investment in new innovations.

      Most of this patent theory obviously doesn't apply to the goofy software patents the USPTO has been issuing. Most of that stuff is just ridiculous.

      I was going to impliment zero click ordering, but Dogbert invented it first! "Better click something or I will have to ship you some books" Heh.

      --
      .
  2. Intelligence factor by markpapadakis · · Score: 5, Insightful

    If we assume those patent officers are intelligent and familiar with the tasks they were assigned to perform, they must be able to see that so many of those patents either don't make sense, or fall into the 'common sense' category.

    If you were an employee who had to deal with issues that seem unfair and unreasonable to you, especially if you were 'sensitive' enough as to even blame, in part, your very self for being part of this stupidity, you may have done the very same thing.

    John Caramack puts it all in prespective:
    "The idea that I can be presented with a problem, set out to logically solve it with the tools at hand, and wind up with a program that could not be legally used because someone else followed the same logical steps some years ago and filed for a patent on it is horrifying." (on software patents)

    --
    Technology ramblings : Simple is Beautiful
    1. Re:Intelligence factor by Anonymous Coward · · Score: 1, Insightful

      "The idea that I can be presented with a problem, set out to logically solve it with the tools at hand, and wind up with a program that could not be legally used because someone else followed the same logical steps some years ago and filed for a patent on it is horrifying." (on software patents)


      It's no more horrifying than the mechanical engineer who sets out to logically solve a mechanical design problem with the tools at hand and winds up with a machine that can't be legally used because someone else followed the same logical steps and filed for a patent on that machine years ago.

      If the machine/software was something new and not something obvious, then under the present law, it can be patented. If it's something old, or obvious in light of what's already known, then it can't be patented.

      You really need to distinguish between objecting to the patent system entirely (which seems to be what you are doing) and objecting to software patents in particular. Using arguments that apply to all patents make your case much harder - we'd have to change the Constitution to eliminate patents.
  3. ouch! by DingerX · · Score: 2, Insightful
    from TFA, on one of the causes of stress and turnover:
    "Some of the software that has been developed [for use in evaluated patents] is not the friendliest," he said. "Hopefully, that will be changed."


    Assuming, of course, that software could use some basic user interface techniques without paying exorbitant patent fees.
  4. Some info to go with this... by Necromancyr · · Score: 5, Insightful

    I have a friend that used to work at the USPTO and one that just got his PhD and tried to get a job there.

    The guy that used to work there told me that the USPTO recently changed their benefits and no longer pay for their workers to get a law degree, etc., if they stay with the USPTO for a certain amount of time after getting it. This is the main reason he left - he did part time schooling for awhile but now decided to just leave and get it done asap to get his law degree faster.

    The other was told, even with a contact inside the USPTO (this was right as the guy above was getting ready to leave), that the USPTO was not hiring and that they received over 5000 applications for the 10 slots they were trying to fill. This was for the biotech/life sciences division of the USPTO.

    So, essentially, from what I've observed, there cutting some of their best benefits and getting more then enough applications for new people. I'm assuming this entire thing is primarily a budget issue - as almost everything is down here in D.C.

  5. I say this tongue in cheek by Dunbal · · Score: 2, Insightful

    but where exactly is the stress if you are approving all the patents?

    --
    Seven puppies were harmed during the making of this post.
  6. Causing an end to Innovation and the Internet by PhatboySlim · · Score: 2, Insightful

    What will not, in the end, cause an end to innovation and the internet:

    - Spam
    - 0-day virus
    - Spyware
    - Closed source software
    - Phishing
    - Hacking
    - Child pornography
    - Internet congestion
    - Misleading information

    What will, in the end, cause an end to innovation and the internet:

    - Patents/Patent Law

    --
    Be sure to remember the Programmers Prayer
  7. Solution by kahei · · Score: 3, Insightful

    surge of patent applications, especially in the software and internet business method arena

    It's almost like the solution suggests itself...

    --
    Whence? Hence. Whither? Thither.
  8. Why are software patents NOT harmful to society? by Anonymous Coward · · Score: 3, Insightful

    Dear Patent Lawyers,

    Could you please justify by reply in moderate detail the supposed net benefit to society (rather than just to corporations) of software patents explaining why you think that extending the patent system to cover software is not harmful both to society and to freedom of expression given the case of an open-source software developer who, as a result of
    • working unpaid on his/her project as a hobby
    • giving his/her inventions away freely for the benefit of society ,
    • i.e. without any project income,
    • without any corporate project sponsor to pay legal fees,
    • without sufficient personal savings or income to pay for even a brief consultation with a "cheap" patent lawyer, and
    • without a patent lawyer prepared to work pro bono,

    is threatened with a patent lawsuit by a corporation demanding he/she removes the allegedly infringing software from the project's website, leaving the impoverished developer with no real choice but to comply with the demand and close the project?

    One recent unresolved case, which is not unique, is that of the German mathematician and open-source software developer Helmut Dersch who had no financial choice but to remove his software from his project website. He had no money to pay for a patent application at the time of his own inventions, which pre-date the patent application of the IPX company , to to pay for a lawyer to challenge the company which threatened him with the prospect of a lawsuit.

    Here [ffii.org] is a summary of the case history.

    I hope you will take the time to reply at moderate length for the sake of explaining to the open-source developer community why software patents are not a threat to completely unfunded open-source projects.

    Thank you for reading this. If you are a patent lawyer, please mention that fact in your reply here.

    When a similar comment was last posted here it got a brief reply from one of the patent lawyers who read slashdot.

    Please copy and re-post this message in all available forums until some patent lawyers have the courtesy to write a thorough reply.

  9. And the simple solution is.... by ShatteredDream · · Score: 2, Insightful

    Pass a law that nullifies software and business method patents.

  10. Re:This won't change by Steve+B · · Score: 2, Insightful
    And congress can't do much - the USPTO is self-funded, congress can't force the USPTO to improve beyond what they are doing without more money, and congress isn't about to supply that.

    Part of the problem is that Congress routinely siphons off a chunk of the money. The USPTO could fix most of the problems that are susceptible to throw-money-at-it (e.g. the overworked/underpaid/lousy morale treadmill) if Congress kepts its fingers out of the till.

    --
    /. If the government wants us to respect the law, it should set a better example.
  11. Trade secrets??? by Lonewolf666 · · Score: 2, Insightful

    That would go against the purpose of the patent system. The idea is that you are granted a temporary monopoly in exchange for publishing your invention.
    So you can either keep your invention as a secret or you can patent it. But you cannot have both.

    --
    C - the footgun of programming languages
    1. Re:Trade secrets??? by 'nother+poster · · Score: 2, Insightful

      No. If it is a patent it is public. You can't have a patent that says...

      The patent covers the process and procedure to create wormholes between universes by utilizing {Trade Secret} and {Trade Secret}. The application of this process is {Trade Secret}.

      That defeats the entire reason for Patents. You can not patent a trade secret and keep it secret, nor can you claim a patent as part of your trade secret. This doesn't mean that your trade secret process can't include things that are patented, but you can't claim that by discussing the patent someone has violated your trade secret.

  12. Re:Can the exodus be attributed to the deluge? by fourtyfive · · Score: 2, Insightful

    HAH! Find me one politician that would have even a CHANCE of getting into office that isnt in the back pocket of the corporations! Their is none! Dont you understand? Politicians have to CAMPAIGN and to campaign they need MONEY and to get money they need to KISS ASS.

  13. Re:Current system is unworkable by LaCosaNostradamus · · Score: 4, Insightful

    Of course it is. Gee, I wonder why PEs are leaving the USPTO? Maybe because like in EVERY DYSFUNCTIONAL COMPANY, the difference between theory and practice is EXTREME? Duh.

    PEs are leaving since they know they are under pressure to rubber-stamp applications without regard to proper examination (and more to the point, REJECTION on the basis of prior art and obviousness). Probably, the PEs who try to properly examine a patent app cross their bosses time and time again, leading to a wholesale drop in morale.

    This exodus is only going to lead to an even easier rubber-stamping process. The American public had better fucking wake up. The USPTO has been completely subverted by ONE customer -- the patent applicants (uniformly, corporations). The USPTO has no regard whatsoever for the OTHER customer: the American citizen, who requires patents to be innovative and not obvious, in order to qualify for the process of exchanging monopolization for disclosure.

    Unfortunately, the chances of getting such an organization fixed in this hypercorporate political environment is essentially ZERO.

    --
    [You have a stable society when some nut guns down a schoolyard and the law doesn't change.]
  14. It's Salary, Actually by duerra · · Score: 3, Insightful

    I agree with the parent on the premise that there's probably another reason than simply quantity of patents coming in that examiners are leaving. However, it's not because of management or similar (government jobs tend to be pretty lax, actually).

    I believe it's purely because of salary. Entry examiners coming in making about $35k or so, and topping out at about $50k after a few years (depending on the type of patents that you're examining - it varies based on the complexity of the topic or technology).

    However, in the private sector, patent lawyers typically make twice as much as these patent examiners, and often have less work required of them, since it's often better *not* to research of a patent has been issued for a given thing, because knowingly infringing a patent automatically triples (yes, triples) the restitution that must be paid to the patent owner.

    Less money and more work, or more money and less work? You tell me which you'd prefer.

  15. Re:Why are software patents NOT harmful to society by Anonymous Coward · · Score: 3, Insightful
    Not a patent lawyer (yet) but getting there, but I'll take a small stab at it.

    First, I can't read the article you linked to because the link doesn't work.

    Second, the net benefit to society is workarounds. If this guy can't do X because someone has a patent on it, then he has to come up with another way of doing X. Maybe he does it a different way, maybe he adds or changes a step, whatever. The net effect is that he increases the possible ways of solving a problem because he has to design around their patent. For example, say you have a patent on the combustion engine that uses spark plugs. To get around your patent, I would have to come up with an engine that doesn't use spark plugs. People make a distinction between software and hardware when thinking about patents and there really isn't any. People hate software patents because it is so easy for one person to build a sophisticated system. You are no less likely when building a car engine to infringe on someone's patents than you are when building a software system. In fact, because software is so easy to create by one person, that's probably why there are so many applications; you have many more people working on solving various problems and the lone individual can put up a fence for himself when he finds one.

    Third, if this guy is in Germany and the company doesn't have a German patent, granted by the German patent office, US courts have no jurisdiction over him so they can send him all the nasty-grams they want, it won't make a lick of difference.

    Fourth, one of the big problems is not the patents themselves, it is their use. There are a number of patent trolls out there that buy up a dying company's patents and then starts using them abusively. The patents are not inherintly evil, just the way they are being used by a new owner. I wish I had an answer for how to fix that (and anyone claiming patent shouldn't be assignable has no concept of how bad preventing the alienation of property would be for society)

    Lastly, if his published code was published over a year before they filed in the US (or even a day for most internationally-filed patents), he blows them out of the water. Their patent is invalid under 102(b).

    The story sounds like it sucks (again, can't read it), and it's a shame if an OSS developer was forced to take down his code because he was threatened. But the reality is he probably had other options like pro-bono or free consultation. Did he contact the EFF lawyers? They probably could have at least laid out what I just said for free. The worst part that I've realized lately is that nasty-grams are 75% puffery and 25% substance. They are meant to scare and people, not having dealt with lawyers and not able to pay for a lawsuit, cave. What makes no sense to me is why a company went after one lowly developer. You always go after the deepest pockets becuase really, what are you goign to gain besides an injunction from suing one measely developer? (with the exception of the RIAA which really just wants to scare people away from downloading and has the money to fund scare-suits)

  16. A little about the USPTO by Kiaser+Wilhelm+II · · Score: 2, Insightful

    As a former employee in the examining office, I have some background I thought I could share..

    The USPTO actually makes money by charging a substantial fee for every interface with it, and strictly monitoring the time spent on each task. I'm told that a USPTO examiner only has time to look at a patent for 8 hours during its entire examination, including prior art searches and the response to the patentee

    The funds raised by the USPTO are used for things that have nothing to do with the USPTO, thus the poor results. This makes most of the IP community fairly angry, as pseudo-companies are getting patents on ridiculous things, which then waste real-companys' time fighting ridiculous lawsuits from "trolls".

    I am used to the general uninformed ranting that goes on Slashdot regarding the patent system. i.e. "IM GOING TO PATENT TEH NUMBER "0"!!!! I OWNZZ J00 F007!!!!". But I'm surprised that this statement got onto the front page.

    Don't get me wrong there are a lot of problems with the USPTO, but most could be solved by a simply allowing the USPTO to use the money it makes to do its job, rather then allowing congress to put that money into its coffers. If you are going to bitch, at least make it informed, or else you run the risk of misleading your audience and don't actually solve the problem.

    --
    Lord High Crapflooder The Right Honourable Vlad Craig Esther McDavenpherson III
    Destroyer of Mercatur.Net
  17. Comment removed by account_deleted · · Score: 2, Insightful

    Comment removed based on user account deletion

  18. Re:They have quotas. by Holi · · Score: 2, Insightful

    Still it's a quota for applications not approvals. They just don't want you sitting around with your thumbs up your butt.

    --
    Sorry, teleporters just kill you and then make a copy. A perfect, soul-less copy.
  19. Patent suggestions by DoctorPhil · · Score: 2, Insightful
    I work as a patent examiner, but nothing I say represents the views of the USPTO. I've been thinking about problems with the process. In no particular order:
    1. There is a type of patent called a Statutory Invention Registration. Receiving one will prevent anyone else from being able to patent the same invention, but doesn't let you stop anyone from selling devices embodying the invention. As I read the patent laws, applying for an SIR costs the same as applying for a regular patent. This is because a patent examiner still has to review it. (I think. I've never seen one in real life.)

      I propose that there is really no point in examining a SIR, since its only purpose is to be used as prior art to reject a later application. We should simply register SIRs, and charge no fee or a very minimal fee. Then, the EFF could have volunteers submit SIRs on lots of different ideas, and we could use them to reject patents applications.

    2. Software is more like Legos (TM) than like machine parts. You have different subunits - databases, graphical displays, network protocols - and you can snap them together in different ways. You shouldn't be allowed to patent the combination of A and B, where A and B individually are well-known, just because you were the first person to snap them together.

      I think this is more a matter of legal precedant than a matter of how the law reads. The law says that something is not patentable if it is obvious, but precedent says, roughly, that "obvious" means that part A is known, and part B is known, and someone has suggested combining part A with part B.

    3. Legally, you can't patent algorithms. This is silly, because people get around it by patenting any device or any recording of a program to implement the algorithm. This results in needless pain to patent examiners, because a patent application for an algorithm that can be described in three pages is embedded in ten pages of descriptions of how it is embodied in a computing device with an operating system and magnetic hard drives, connected to a network, blah blah blah, and variants thereon. I have an application in front of me now which has the same 6 claims repeated 4 times over - once to patent an apparatus, once to patent a method, once to patent a computer readable medium containing computer readable instructions implementing that method, and once to patent a programmed computer system.

      I say, let people patent algorithms. They're doing that anyway, and those patents are being upheld. Some algorithms are non-obvious, such as RSA, which accomplishes something most cryptologists previously believed was impossible.

    4. Laws of nature should also be patentable. Is it right that Einstein never made a dime off quantum mechanics or the law of relativity? Because they aren't, we have no money for basic research in the US, except a little bit from NIH, NSF, NIAC, and sometimes DARPA. Everything else called "research" is just engineering. This is why we're losing jobs overseas. America used to come up with new basic science fast enough to stay ahead of the rest of the world. It doesn't anymore; all the money goes into engineering. Moore's Law is not a sign that technological progress is accelerating; it is a sign that it is stagnating, because we're still working on improving the same basic approach after sixty years.

      An invention would be held to violate a law-of-nature patent if understanding the law of nature were held to be a requirement for making the invention. In the cases I just mentioned, QM and relativity, this would be an easy judgement to make.

    5. Ironically, I have read many patent applications on new ways to organize and search through large databases, including one that used the Patent Office database as an example. We don't use any of them.
    6. The patent office has a culture of considering only other patents as prior art. If someone tries to patent something that has been described dozens of times in academic journals, odds are